- Employee Benefits and Executive Compensation
|University ||Rice University, B.A., 1979|
|Law School||Yale University, J.D., 1982|
|Admitted||1982, Arkansas; 1987, Texas; 2007, New York|
|Born||Little Rock, Arkansas, 1956|
Phi Beta Kappa.
Documents by this lawyer on Martindale.com
Once More Unto the Breach—The New "Fiduciary" Definition
Alan S. Miller,Sara R. Pikofsky, May 12, 2015
On April 14, 2015, the Department of Labor (the "Department") re-proposed regulations (the "Proposed Regulations") that define when someone becomes a fiduciary by reason of providing "investment advice for a fee or other compensation." The Proposed Regulations are the...
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