Andrew McCormick is a member of Sutherland's Litigation Practice Group where he focuses on securities litigation.
Before joining Sutherland, Andrew participated in the firm's 2008 Summer Associate Program. He was also a law and policy fellow at the American Council on Renewable Energy, and a law and development volunteer for Citipointe International Care and Aid in Phnom Penh, Cambodia. Andrew has also worked as a travel writer in Africa and Asia.
Recent Publications
· Co-author, "FINRA Enforcement - Analysis and Trends," Practical Compliance & Risk Management for the Securities Industry (May-June 2011)
· Co-author, "Does FINRA Accurately Seed Enforcement Issues?" Securities Law360 (May 17, 2011)
News
Sutherland Focus Report #4: FINRA Suitability Sanctions Rise in 2011
March 16, 2012
Sutherland Focus Report #3: FINRA Auction Rate Securities Fines on the Rise in 2011
March 15, 2012
Sutherland Focus Report #2: FINRA Short Selling Fines Up in 2011
March 14, 2012
Sutherland Focus Report #1: FINRA Taking AIM at Advertising
March 13, 2012
Annual Sutherland FINRA Sanctions Survey Shows a 51% Jump in Fines in 2011
March 12, 2012
Sutherland Raises More Than $31,000 for Gifts for the Homeless, Wins 2011 Battle of the Law Firm Bands
July 8, 2011
Are FINRA's Examination Priorities Letters Good Predictors of Enforcement Actions?
May 19, 2011
Annual Sutherland FINRA Sanction Study Shows Enforcement Actions on the Rise
February 28, 2011
Legal Alerts
Legal Alert: Annual Sutherland FINRA Sanctions Survey Shows a 51% Jump in Fines in 2011
March 16, 2012
Legal Alert: Annual Sutherland FINRA Study Shows Enforcement Actions on the Rise
March 1, 2011
Publications
FINRA Enforcement - Analysis and Trends
May-June 2011 Reprinted with permission Practical Compliance & Risk Management for the Securities Industry
Does FINRA Accurately Seed Enforcement Issues?
May 17, 2011 Reprinted with permission Securities Law360, http://www.law360.com