- Business Development Companies
- Securities & Corporate Governance
- Investment Adviser
- Mutual Funds
|Contact Info||Telephone: 202.383.0966|
|University ||Duke University, B.S.|
|Law School||George Mason University School of Law, J.D.|
|Admitted||2005, Virginia; 2007, District of Columbia|
Member, American Bar Association
Anne Oberndorf assists investment companies, investment advisers, and private funds in navigating the intricate rules and regulations of the Investment Company Act of 1940 and the Investment Advisers Act of 1940, including counseling her clients on fund structure and compliance with, and exemptions from, those Acts.
Before joining the firm, Anne worked as an attorney adviser for the U.S. Small Business Administration, where she employed creditors' rights, secured transactions and evaluated default loans.
• Publicly Traded Private Equity
Documents by this lawyer on Martindale.com
New SEC Guidance Adds Flexibility to BDC Co-Investing
Steven B. Boehm,Cynthia M. Krus,John J. Mahon,Anne G. Oberndorf,Harry S. Pangas, February 13, 2015
The U.S. Securities and Exchange Commission (SEC) Division of Investment Management (the Division) just published guidance that will permit business development companies (BDCs) to co-invest with certain persons considered affiliates without obtaining exemptive relief. Under the Investment Company...
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