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Bingham McCutchen LLP Boston, MA Document Search Results (52)

 

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HTMLCFTC Regulation 1.35 Recordkeeping Requirements Set to Become Effective on May 1, 2014
Daniel N. Budofsky; Bingham McCutchen LLP;
Legal Alert/Article
April 16, 2014, previously published on April 11, 2014
On May 1, 2014, no-action relief from compliance with U.S. Commodity Futures Trading Commission (“CFTC”) Regulation 1.35 will come to an end. With the expiration of this no-action period, certain market participants will be subject to substantial recordkeeping requirements, including...

 

HTMLFINRA Initiates Retrospective Rule Review Heavy on Process, Vague on End Game
Margaret R. Blake, Amy Natterson Kroll, Gail Marshall, Michael R. Weissmann; Bingham McCutchen LLP;
Legal Alert/Article
April 11, 2014, previously published on April 9, 2014
On April 8, 2014, FINRA published two regulatory notices (“Regulatory Notices”) kicking off its much discussed retrospective review of significant rulemaking. According to FINRA, the purpose of the retrospective review is to determine whether specific rules are meeting their...

 

HTMLSarbanes-Oxley Whistleblower Protection Extends to Employees of Private Companies Acting as Contractors or Subcontractors of Public Companies
John F. Adkins, Douglas T. Schwarz; Bingham McCutchen LLP;
Legal Alert/Article
March 11, 2014, previously published on March 7, 2014
In a decision that vastly expands the number of companies subject to legal claims for retaliation against internal or external whistleblowers, the U. S. Supreme Court has ruled by a 6-3 vote that the whistleblower protections of the Sarbanes-Oxley Act extend to employees of privately held...

 

HTMLTimeline for FATCA Compliance for Japan-Based Investment Managers and Funds
Bingham McCutchen LLP;
Legal Alert/Article
March 6, 2014, previously published on February 26, 2014
The U.S. Internal Revenue Service (“IRS”) and U.S. Department of Treasury (“Treasury”) released a comprehensive set of final regulations relating to the implementation of the Foreign Account Tax Compliance Act (“FATCA”) last winter. Moreover, on June 11, 2013,...

 

HTMLNew and Recent Notice and Leave Requirements for NY and NJ Employers
Jenny K. Cooper, Alicia M. Reed, Douglas T. Schwarz; Bingham McCutchen LLP;
Legal Alert/Article
February 14, 2014, previously published on February 12, 2014
New York and New Jersey employers have an increasing number of required notices to distribute to their employees. With upcoming due dates for distribution notices under the New York City Pregnancy Accommodation and Earned Sick Time Laws, we review below the notice requirements in New York and New...

 

HTMLSummary of FCC Order Calling for IP Technology Transition Trial Proposals
Bingham McCutchen LLP;
Legal Alert/Article
February 12, 2014, previously published on February 3, 2014
On Friday January 31, the FCC released an Order, a Notice of Proposed Rulemaking, and Notice of Inquiry regarding Technology Transition Trials. These trials are not designed to test technology but to test how the FCC’s core “values underlying operation of today’s networks can be...

 

HTMLSEC Issues No-Action Letter Regarding Broker-Dealer Registration Status of M&A Brokers
Amy Natterson Kroll, Elizabeth A. Marino, Michael R. Weissmann; Bingham McCutchen LLP;
Legal Alert/Article
February 11, 2014, previously published on February 10, 2014
On January 31, 2014, staff of the Securities and Exchange Commission’s (“Commission”) Division of Trading and Markets (“Staff”) issued a long-awaited no-action letter permitting certain merger and acquisition brokers (“M&A Brokers”) to “effect...

 

HTMLFCC Adopts Order Inviting Technology Transition Trials
Bingham McCutchen LLP;
Legal Alert/Article
February 4, 2014, previously published on January 30, 2014
The FCC today adopted, by a unanimous vote, an Order, a Notice of Proposed Rulemaking, and Notice of Inquiry regarding Technology Transition Trials. These trials are not designed to test technology but to test how the FCC’s core “values underlying operation of today’s networks can...

 

HTMLAchieving California’s Greenhouse Gas Emissions Goals: New Study Exposes Overgeneration as Key Challenge to Increasing the Renewable Portfolio Standard
Bingham McCutchen LLP;
Legal Alert/Article
February 3, 2014, previously published on January 24, 2014
Over the past decade, California has made a multi-billion dollar investment in implementing a Renewables Portfolio Standard (“RPS”) that requires the State’s load serving entities to provide to their customers a minimum percentage of their electricity from renewable energy...

 

HTMLMarkets in Financial Instruments Directive (MiFID) II Update
Bingham McCutchen LLP;
Legal Alert/Article
February 3, 2014, previously published on January 22, 2014
After two years of discussion and negotiation, it was announced on 14 January 2014 that the European Commission, European Parliament and the Council of the European Union have reached informal political agreement on “MiFID II”, the package of reforms and amendments to the Markets in...

 


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