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Bingham McCutchen LLP New York, NY Document Search Results (22)

 

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HTMLSEC Announces Enforcement Initiative Against Corporate Insiders for Violations of Reporting Requirements
Daniel N. Budofsky, Barry N. Hurwitz, David I. Miller; Bingham McCutchen LLP;
Legal Alert/Article
September 25, 2014, previously published on September 15, 2014
On September 10, 2014, the Securities and Exchange Commission (SEC) announced a series of enforcement actions against 28 officers, directors, and major shareholders — so-called “insiders” — for failure to file timely reports under Sections 16(a), 13(d) and 13(g) of the...

 

HTMLLimited Partners of Investment Managers may be Subject to Self-Employment Taxes
Donald-Bruce Abrams, Charles R. Bogle, Anthony J. Carbone, Thomas Gray; Bingham McCutchen LLP;
Legal Alert/Article
September 25, 2014, previously published on September 15, 2014
On September 5, 2014, the Internal Revenue Service (“IRS”) issued Chief Counsel Advice 201436049 (the “CCA”), concluding that members of an investment manager were subject to self-employment (“SE”) taxes with respect to their earnings from the investment manager....

 

HTMLSEC Adopts Money Market Fund Reforms
Lea Anne Copenhefer, Barry N. Hurwitz, Roger P. Joseph, Christopher D. Menconi, Mari Wilson; Bingham McCutchen LLP;
Legal Alert/Article
August 2, 2014, previously published on July 23, 2014
The U.S. Securities and Exchange Commission voted 3-2 today to adopt significant changes to the regulation of money market funds in an effort to minimize the potential for a systemic “run” on money market funds like the one experienced in 2008.

 

HTMLEEOC Adopts Tougher Rules Protecting Pregnant Workers
Mae Kieng Hau, Douglas T. Schwarz; Bingham McCutchen LLP;
Legal Alert/Article
July 30, 2014, previously published on July 29, 2014
Pregnant employees may be entitled to accommodation under both the Pregnancy Discrimination Act and the Americans with Disabilities Act, according to the United States Equal Employment Opportunity Commission’s long anticipated Enforcement Guidance on Pregnancy Discrimination and Related...

 

HTMLSecretary Lew Calls on Financial Institutions to Strengthen Their Cybersecurity Defenses
Steven G. Brody, Jason E. Glass; Bingham McCutchen LLP;
Legal Alert/Article
July 25, 2014, previously published on July 17, 2014
On July 16, 2014, U.S. Treasury Secretary Jacob J. Lew delivered the keynote speech at the Delivering Alpha conference, a gathering of hedge fund industry participants. Secretary Lew used this event to issue strongly-worded remarks on the serious nature of cyber-incursions, in particular the...

 

HTMLCFTC Staff Announces Relief From Certain Recordkeeping Requirements, Along With Two Other Actions
Akshay N. Belani, Daniel N. Budofsky, Lihua Chen, Olga Kamensky, Joshua B. Sterling; Bingham McCutchen LLP;
Legal Alert/Article
June 4, 2014, previously published on May 29, 2014
On May 22, 2014, the CFTC staff provided no-action relief to members of swap execution facilities (“SEF”s) and designated contract markets (“DCM”s) who are not registered or required to be registered with the CFTC in any capacity (“Covered Members”) from certain...

 

HTMLCFTC Staff Adopts New Approach to Requesting Relief From Commodity Pool Operator Registration
Akshay N. Belani, Daniel N. Budofsky, Joshua B. Sterling; Bingham McCutchen LLP;
Legal Alert/Article
May 29, 2014, previously published on May 14, 2014
On May 12, 2014, the CFTC staff announced a new approach for seeking relief from the requirement to register as a commodity pool operator (“CPO”) under Section 4m(1) of the Commodity Exchange Act (“CEA”). This announcement squarely addresses an issue that has confounded the...

 

HTMLCFTC Extends Deadline of Oral Recording Requirements for Asset Managers and CTAs Holding SEF or DCM Membership to December 31, 2014
Akshay N. Belani, Daniel N. Budofsky, Katherine Dobson; Bingham McCutchen LLP;
Legal Alert/Article
May 6, 2014, previously published on April 25, 2014
On April 25, 2014, the Division of Swap Dealer and Intermediary Oversight and the Division of Market Oversight (collectively, the “Divisions”) of the U.S. Commodity Futures Trading Commission (“CFTC”) extended to December 31, 2014, the deadline by which Asset Managers and...

 

HTMLFive Takeaways About Cybersecurity From the OCIE Cybersecurity Risk Alert
Laura E. Flores, Jason E. Glass, Michael R. Weissmann; Bingham McCutchen LLP;
Legal Alert/Article
April 25, 2014, previously published on April 21, 2014
On April 15, 2014, SEC’s Office of Compliance Inspections and Examinations (OCIE) issued a Risk Alert describing an initiative it is currently undertaking to assess cybersecurity preparedness in the securities industry. The Risk Alert includes a seven page appendix with 28...

 

HTMLFour Things You Need to Know About the SEC Roundtable on Cybersecurity
Steven G. Brody, Jason E. Glass; Bingham McCutchen LLP;
Legal Alert/Article
April 10, 2014, previously published on April 7, 2014
Cybersecurity failures in 2013 exposed the vulnerabilities of the financial markets, financial institutions, and public companies to cyber-incursions. In setting an agenda for 2014, the U.S. Securities and Exchange Commission (SEC) announced that it would begin scrutinizing the cybersecurity...

 


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