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Legal Articles: Bingham McCutchen LLP

 







Document(s) published by this organization: 121


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HTMLFINRA Provides Dark Pool Trading Data
Russell M. Fecteau, Elizabeth A. Marino; Bingham McCutchen LLP;
Legal Alert/Article
June 17, 2014, previously published on June 11, 2014
On June 2, 2014, and pursuant to FINRA Rule 4552, the Financial Industry Regulatory Authority Inc. (“FINRA”) began publishing trading data attributable to alternative trading systems (“ATSs”), inclusive of trading data from “dark pools.” According to FINRA,...

 

HTMLCFTC Staff Announces Relief From Certain Recordkeeping Requirements, Along With Two Other Actions
Akshay N. Belani, Daniel N. Budofsky, Lihua Chen, Olga Kamensky, Joshua B. Sterling; Bingham McCutchen LLP;
Legal Alert/Article
June 4, 2014, previously published on May 29, 2014
On May 22, 2014, the CFTC staff provided no-action relief to members of swap execution facilities (“SEF”s) and designated contract markets (“DCM”s) who are not registered or required to be registered with the CFTC in any capacity (“Covered Members”) from certain...

 

HTMLCalifornia Appellate Court Holds That General Ideas Are Protectable Trade Secrets
Jonathan A. Loeb, Christopher A. Raftery; Bingham McCutchen LLP;
Legal Alert/Article
June 4, 2014, previously published on May 22, 2014
A recent California Court of Appeal decision broadly interprets trade secret protections to encompass general concepts and ideas. In Altavion, Inc. v. Konica Minolta Systems Laboratory Inc., Case Nos. A134343, A135831, 2014 WL 1846104 (Cal. Ct. App. May 8, 2014) (“Altavion”), the Court...

 

HTMLCalifornia Attorney General Issues Recommendations on Developing Privacy Policies
Ronald W. Del Sesto, Courtney E. Smith; Bingham McCutchen LLP;
Legal Alert/Article
June 4, 2014, previously published on May 27, 2014
On May 21, 2014, California Attorney General Kamala D. Harris issued recommendations regarding recent revisions to the California Online Privacy Protection Act (“CalOPPA”). CalOPPA requires an operator of a website or online service that collects personally identifiable information from...

 

HTMLShanghai and Shenzhen Stock Exchanges Issue Detailed Implementation Rules for Securities Trading by QFIIs and RQFIIs
Brian D. Beglin, Anne-Marie Godfrey, Xiaowei Ye; Bingham McCutchen LLP;
Legal Alert/Article
May 29, 2014, previously published on May 19, 2014
The Shanghai Stock Exchange (“SSE”) issued its Detailed Implementation Rules (“SSE Rules”) for Securities Trading by Qualified Foreign Institutional Investors (“QFIIs”) and Renminbi Qualified Foreign Institutional Investors (“RQFIIs”, and together...

 

HTMLProposed Amendments to the Article 63 Exemption of the FIEA of Japan
Tomoko Fuminaga, Akihito Miyake, Yoshiyuki Omori, Christopher P. Wells, Koji Yamamoto; Bingham McCutchen Murase Sakai Mimura Aizawa Foreign Law Joint Enterprise;
Legal Alert/Article
May 29, 2014, previously published on May 20, 2014
On May 14, 2014, the Financial Services Agency of Japan (the “Japan FSA”) published the proposed amendments (“Proposed Amendments”) to the regulations with respect to the “Special Business Activities for Qualified Institutional Investors” (the “Article 63...

 

HTMLCalifornia Attorney General Issues Recommendations on Developing Privacy Policies
Ronald W. Del Sesto, Courtney E. Smith; Bingham McCutchen LLP;
Legal Alert/Article
May 29, 2014, previously published on May 27, 2014
On May 21, 2014, California Attorney General Kamala D. Harris issued recommendations regarding recent revisions to the California Online Privacy Protection Act (“CalOPPA”). CalOPPA requires an operator of a website or online service that collects personally identifiable information from...

 

HTMLCFTC Staff Adopts New Approach to Requesting Relief From Commodity Pool Operator Registration
Akshay N. Belani, Daniel N. Budofsky, Joshua B. Sterling; Bingham McCutchen LLP;
Legal Alert/Article
May 29, 2014, previously published on May 14, 2014
On May 12, 2014, the CFTC staff announced a new approach for seeking relief from the requirement to register as a commodity pool operator (“CPO”) under Section 4m(1) of the Commodity Exchange Act (“CEA”). This announcement squarely addresses an issue that has confounded the...

 

HTMLChanges to the Use of Dealing Commission Rules
Christopher Leonard; Bingham McCutchen (London) LLP;
Legal Alert/Article
May 29, 2014, previously published on May 19, 2014
The FCA has issued Policy Statement (PS14/7) which sets out its revised dealing commission rules. The changes take effect on 2 June 2014.

 

HTMLSEC Seeks to Deploy Section 20(b) to Skirt Restrictions of Janus
Dale E. Barnes, Lucy Wang; Bingham McCutchen LLP;
Legal Alert/Article
May 15, 2014, previously published on May 5, 2014
According to Joseph K. Brenner, Chief Counsel for the Division of Enforcement of the Securities and Exchange Commission (“SEC”), the SEC is currently considering whether actions brought under Section 20(b) of the Securities Exchange Act of 1934 (“Exchange Act”) avoid...

 


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