- Financial Services Regulatory & Enforcement
|Contact Info||Telephone: +1 202 263 3110|
Fax: +1 202 263 5310
|University ||The American University, B.A., magna cum laude, 2005|
|Law School||American University Washington College of Law, J.D., 2009|
|Admitted||2010, New York; 2011, District of Columbia|
Brad Resnikoff is an associate in the Financial Services Regulatory and Enforcement practice in the Washington DC office. He counsels domestic and non-US financial services firms on a variety of regulatory, compliance, enforcement, and transactional matters.
Brad has experience assisting in internal investigations and defending financial institutions involved in supervisory enforcement proceedings. He has advised depository institutions and other complex financial services organizations on: authority issues and activities restrictions; issues involving US economic (OFAC) sanctions programs; Community Reinvestment Act compliance; affiliate lending; registration and other issues arising under the Investment Advisers Act of 1940; and legislative and regulatory developments of significance to the financial services industry.
Brad also has experience preparing regulatory applications and other filings in connection with acquisitions and corporate restructurings, including Bank Merger Act and interstate branch applications. He joined Mayer Brown in 2010.
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