Brad is the co-chair of Kaufman & Canoles' Corporate and Public Finance Group. Brad's practice centers upon securities regulation and corporate finance. In recent years, Brad has developed a specialized securities regulation practice focused upon small to mid-cap companies located throughout the United States and Asia. Brad has recently completed several initial public offerings for companies with business lines ranging from shipping to software development.
Representative Matters
· Represented real estate investment trust in connection with its initial public offering and Nasdaq listing
· Represented Chinese shipping agency in connection with its initial public offering and Nasdaq listing
· Represented Chinese supply chain management software developer in connection with its initial public offering and Nasdaq listing
· Represented Chinese accounting software developer in connection with its initial public offering and Nasdaq listing
· Represented Chinese software company in connection with the completion of a PIPE offering and subsequent resale registration
· Represented U.S. biotechnology company in connection with the completion of a PIPE transaction and subsequent resale registration
· Represented underwriter in connection with the initial public offering and Nasdaq listing of a homeowners' insurance company
· Represented underwriter in connection with the initial public offering and Nasdaq listing of a company investing in distressed assets
· Represented underwriter in connection with the initial public offering and Nasdaq listing of a company developing ethanol plants
· Represented underwriter in connection with the secondary offering and Nasdaq listing of the preferred stock of a real estate investment trust
· Represented closed-end investment company in connection with the completion of a rights offering
· Represented real estate investment trust in connection with its initial public offering, New York Stock Exchange listing and several underwritten, secondary offerings
· Represented physician practice management company in connection with several underwritten, secondary offerings
Recognition and Honors
· Solicitor; British Virgin Islands, 2009
· Solicitor; Law Society of England and Wales, 2009
· Best Lawyers in America, 2007-2012
· Virginia Super Lawyers Corporate Counsel Edition; Law & Politics, 2009
· Virginia Super Lawyers; Law & Politics, 2007-2011
· Virginia's Legal Elite; Virginia Business Magazine, 2003, 2006, 2009, 2011
· AV® Rated; Martindale Hubbell
Associations
· Richmond Montessori School, Richmond, VA; Trustee
· Reverse Merger Association of America; Director
· University of Richmond School of Law; Former Adjunct Assistant Professor of Law (Securities Regulation)
· Comfort Zone Camp, Richmond, VA; Former Trustee