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Profile Visibility  | | #1,677 in weekly profile views out of 55,400 lawyers in New York, New York | | #21,731 in weekly profile views out of 968,464 total lawyers Overall |
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| Practice Areas | Securities/Capital Markets ; Mergers and Acquisitions ; Investment Banking and Broker-Dealer ; Emerging Company/Venture Capital ; Public Company Acquisitions and Dispositions | | | Education | Hofstra University, J.D., 1986, Clark University, B.A., 1983 | | | Admitted | 1987, New York; 1991, U.S. District Court, Southern District of New York | |
| Memberships | American Bar Association (Business Law Section); Securities Industry and Financial Markets Association (Compliance and Legal Division); Garden City Estates Property Owners Association (Board of Directors; Chairman, Nominating Committee). | | | Born | Worcester, Massachusetts | | | Biography | Brian is a senior corporate and securities attorney with a specialty in business transactions, corporate financing and broker dealer regulation. Brian has over 20 years of experience representing publicly traded and privately held corporations, investment banking and broker dealer firms and other entities in various aspects of corporate, securities and commercial law. Member: Cherry Valley Club in Garden City, New York; Ireland Chamber of Commerce in the United States. | | | ISLN | 908011979 | |
Documents by this lawyer on Martindale.com
New York Adopts Changes to Power of Attorney LawBrian C. Daughney, Rick A. Werner, October 6, 2009 Effective September 1, 2009, the State of New York changed the requirements regarding Powers of Attorney executed by individuals in New York. As currently written, the changes affect Powers of Attorney obtained by corporations, trusts, joint ventures, partnerships, limited liability companies, and...
Software Licenses: Permission vs. Forgiveness and the Law of Unintended ConsequencesGregory R. Samuel, Randall C. Brown, Mark A. Tidwell, Andrew S. Ehmke, Clark S. Stone, Nick Gikkas, Kenneth K. Bezozo, Arthur A. Howard, Rick A. Werner, Brian C. Daughney, October 6, 2009 In a case that may prove to be as serendipitous for struggling software companies as anything else, the United States Court of Appeals for the Sixth Circuit wrote another chapter in the law of unintended consequences with its ruling in ,Cincom Systems, Inc. v. Novelis Corp. (published September 25,...
SEC Fires Warning Shot to Unregistered FindersBrian C. Daughney, Eden L. Rohrer, July 2, 2009 June 25, 2009. By Administrative Order dated June 19, 2009, the Securities and Exchange Commission (SEC) found two individuals and Ram Capital Resources, LLC in willful violation of the broker-dealer registration provisions of Section 15(a) of the Securities and Exchange Act.
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