| Biography | Author: Dirks v. SEC: A Study in Cause and Effect," 43 Md. L. Rev. 292 (1984); "The Judiciary Considers the Nature of Confidential Relationships in Insider Trading Cases - A Look at United States v. Reed, 13 Sec. Reg. L. J. 128 (1985); "Confidential Relationships and Insider Trading," 18 Rev. Sec. Reg. 135 (June 19, 1985); "The SEC and the Courts' Approach to Disclosure of Earnings Projections, Asset Appraisals and Other Soft Information: Old Problems, Changing Views," 46 Md. L. Rev. 1401 (1987), cited in Basic Inc. v. Levinson, 485 U.S. 224 (1988); "Basic Inc. v. Levinson: The Supreme Court's Opinion on Disclosure of Merger Negotiations, in Theory and Practice," 7 Corp. Counsel Rev. 1 (May 1988); "The SEC and the Insider Trader/Tipper," N.Y.L.J., August 29, 1991; "The Central Bank of Denver Decision and the SEC: Effects of the Decision and the SEC's Possible Response," 8 Corp. Counsel Rev. 1 (May 1994); "Management's Discussion and Analysis: Known Trends In SEC Enforcement," 8 (2) Insights (Dec. 1994); Co-author: "Retail Broker Compensation," Insights (Vol. 9, No. 10; October, 1995); "The SEC's Use of Its Cease-and-Desist Authority," Survey Securities Regulations Law Journal (Fall, 1995); "Enforcement Issues and Litigation," Securities Regulation Law Journal, Vol. 25, No. 1 (Spring, 1997); "SEC Sends Warning Signals Regarding Supervision at Remote Locations," Insights, Vol. 11, No. 4, April 1997; "United States v. O'Hagan: The Supreme Court Upholds the Misappropriation Theory of Insider Trading Liability," Insights, Vol. 11, No. 9, September 1997; "The Evolving Standards for Board Oversight," Insights, Vol. 12, No. 1, January 1998; Author: "The SEC's New Materiality Regime" Securities & Commodities Regulation, (Vol. 32, No. 17, Oct. 13, 1999); "Dealing with Securities Analysts; Recent Guidance," Securities Regulation Law Journal, Vol. 28, No. 3 (Fall 2000); "The SEC's New Public Disclosure Rule: Regulation FD," Securities Regulation Law Journal, Vol. 29, No. 1 (Spring 2001). Instructor, Civil Procedure, George Washington University Legal Assistant Program, Spring 1987. Adjunct Professor, Securities Law, Georgetown University Law School, 1992-1998. Staff Attorney, August 1978 to December 1980, Special Counsel, January 1981 to June 1981, Branch Chief, July 1981 to January 1985, Assistant Director, January 1985 to March 1990 and Associate Director, March 1990 to March 1994, U.S. Securities and Exchange Commission, Division of Enforcement, Washington, D.C. Member, American Bar Association Task Force SEC Settlements. Member, Federal Regulations of Securities Committee, Business Law Section, American Bar Association. Member: Advisory Board of the Securities Regulation Law Journal. |