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Cadwalader, Wickersham & Taft LLP New York, NY Document Search Results (59)

 

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HTMLThe Federal Reserve’s Proposed Rollback of Physical Commodities Authority for Financial Holding Companies
Scott A. Cammarn, Jacob Dachs, Athena Yvonne Eastwood, Paul J. Pantano, Vanessa Tanaka; Cadwalader, Wickersham & Taft LLP;
Legal Alert/Article
October 6, 2016, previously published on September 29, 2016
On September 23, 2016, the Board of Governors of the Federal Reserve System (the “FRB”) issued a proposed regulation concerning the ability of a financial holding company (“FHC”)1 to engage in physical commodities activities (the “Commodities Proposal”). The...

 

HTMLYour 401(k) Plan "Brokerage Window" May Require An S-8 Registration
William P. Mills, Gillian Emmett Moldowan; Cadwalader, Wickersham & Taft LLP;
Legal Alert/Article
October 6, 2016, previously published on September 28, 2016
New guidance from the Securities Exchange Commission requires issuers to take a fresh look at their 401(k) plans. On September 22, 2016, the SEC’s Division of Corporation Finance released a Compliance and Disclosure Interpretation (“CDI”) addressing registration requirements for...

 

HTMLSelected Risk Retention Questions and Answers for CMBS Securitizations
Michael S. Gambro, Anna H. Glick, Stuart N. Goldstein, Y. Jeffrey Rotblat; Cadwalader, Wickersham & Taft LLP;
Legal Alert/Article
September 1, 2016, previously published on August 16, 2016
On October 22, 2014, the Office of the Comptroller of the Currency, the Board of Governors of the Federal Reserve System, the Federal Deposit Insurance Corporation, the Securities and Exchange Commission, the Federal Housing Finance Agency and the Department of Housing and Urban Development (the...

 

HTMLThe SEC Retains its House Advantage During Administrative Proceedings
Jodi L. Avergun, Douglas H. Fischer, Joseph V. Moreno, Emily J. Rockwood, Martin L. Seidel; Cadwalader, Wickersham & Taft LLP;
Legal Alert/Article
August 16, 2016, previously published on August 5, 2016
Facing pressure from industry practitioners and in the wake of constitutional challenges in multiple jurisdictions, the Securities and Exchange Commission (“SEC”) recently amended its Rules of Practice that apply to proceedings before an administrative law judge (“ALJ”).1...

 

HTMLFinCEN Tightens the Screws on Money Launderers with Additional Scrutiny of High-Value Residential Real Estate Transactions
Jodi L. Avergun, Nicholas E. Brandfon, Steven M. Herman, Colleen D. Kukowski; Cadwalader, Wickersham & Taft LLP;
Legal Alert/Article
August 10, 2016, previously published on August 1, 2016
Choice real estate markets such as New York, Miami, Los Angeles, San Francisco, San Diego, and San Antonio may offer enticing amenities like buzzing nightlife or sunny beaches, but thanks to the Financial Crimes Enforcement Network (“FinCEN”), they now also come with an extra dose of...

 

HTMLPotential Risks and Rewards of Cybersecurity Information Sharing Under CISA
Peter Carey, Keith M. Gerver, Joseph V. Moreno, Emily J. Rockwood; Cadwalader, Wickersham & Taft LLP;
Legal Alert/Article
August 5, 2016, previously published on July 21, 2016
When President Obama signed into law the Cybersecurity Act of 2015, which was designed to facilitate information sharing on cybersecurity threats between the public and private sectors, proponents hailed it as “our best chance yet to help address this economic and national security priority...

 

HTMLProposed Regulations Would Block Some Spinoffs
Richard M. Nugent, Linda Z. Swartz, Edward S. Wei; Cadwalader, Wickersham & Taft LLP;
Legal Alert/Article
August 5, 2016, previously published on July 15, 2016
Proposed regulations issued on July 14, 2016 generally would prevent tax-free spinoffs involving companies with less than 5% active business assets and spinoffs where one company holds a substantial amount of nonbusiness assets and the other company does not. These rules generally would apply to...

 

HTMLProposed QI Agreement Addresses Cascading Withholding on Dividend Equivalents
Brian Foster, Mark P. Howe, Steven Lofchie, Jason D. Schwartz, Ray Shirazi; Cadwalader, Wickersham & Taft LLP;
Legal Alert/Article
August 5, 2016, previously published on July 5, 2016
On July 1, the U.S. Internal Revenue Service issued Notice 2016-42, which proposes changes to the qualified intermediary (QI) agreement to address cascading U.S. withholding tax on dividends and “dividend equivalents” received and paid by qualified derivatives dealers (QDDs) with...

 

HTMLThe Defend Trade Secrets Act: Significant Recent Changes to Intellectual Property Law May Provide New Avenues for Protecting Potentially Unpatentable Critical Discoveries
Dorothy R. Auth, David Cole; Cadwalader, Wickersham & Taft LLP;
Legal Alert/Article
August 5, 2016, previously published on July 14, 2016
On May 11, 2016, President Obama signed into law the Defend Trade Secrets Act (“DTSA”), marking one of largest changes to intellectual property law since the America Invents Act of 2011. This legislation will allow companies to more rigorously protect their trade secrets which are...

 

HTMLSEC Proposal Would Require Business Continuity and Transition Plans for Investment Advisers
Garret Filler, Dorothy D. Mehta, Joseph V. Moreno; Cadwalader, Wickersham & Taft LLP;
Legal Alert/Article
August 5, 2016, previously published on June 30, 2016
Citing the ongoing risk of terrorist and cyber-attacks, the 2008 financial crisis, and Hurricanes Katrina and Sandy, the Securities and Exchange Commission (“SEC”) has issued proposed rules under the Investment Advisers Act of 1940 (“Advisers Act”) that would require...

 


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