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Cadwalader, Wickersham & Taft LLP Washington, DC Document Search Results (56)

 

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HTMLThe Tenth Circuit Rules SEC Administrative Judges Are Unconstitutional, Setting Up Potential Supreme Court Review
Jodi L. Avergun, Douglas H. Fischer, Kendra (Clayton) Wharton; Cadwalader, Wickersham & Taft LLP;
Legal Alert/Article
February 20, 2017, previously published on January 11, 2017
The constitutionality of the SEC’s in-house administrative proceedings is in doubt following the 10th Circuit Court of Appeals’ ruling in Bandimere v. SEC.1 In Bandimere, a three-judge panel held, by a 2-1 decision, that SEC administrative law judges (“ALJs”) are inferior...

 

HTMLLaw Firm Data Breaches Demonstrate the Expanding Scope of Cyber Attacks
Joseph Facciponti, Joseph V. Moreno; Cadwalader, Wickersham & Taft LLP;
Legal Alert/Article
February 15, 2017, previously published on January 17, 2017
In a case of “cyber meets securities fraud,” the United States Attorney’s Office for the Southern District of New York (“SDNY”) recently indicted three foreign nationals on charges of insider trading, wire fraud, and computer hacking for allegedly trading on...

 

HTMLNew Sheriff In Town As Rolls-Royce Pays Record Penalty For Foreign Bribery And Corruption
Jodi L. Avergun, Steven Baker, Bret A. Campbell, Joseph V. Moreno, Jenna Rennie, Janaki Tampi, Kendra (Clayton) Wharton; Cadwalader, Wickersham & Taft LLP;
Legal Alert/Article
February 15, 2017, previously published on January 23, 2017
On 17 January 2017, the UK Serious Fraud Office (“SFO”),[1] the US Department of Justice (“DOJ”),[2] and the Brazilian Ministério Público Federal (“MPF”) announced an $800 million global settlement with Rolls-Royce plc and Rolls-Royce Energy Systems...

 

Adobe PDFFTC Announces 2017 Thresholds for Merger Control Filings Under the HSR Act and Interlocking Directorates Under the Clayton Act
Ngoc Pham Hulbig, Amy W. Ray; Cadwalader, Wickersham & Taft LLP;
Legal Alert/Article
February 15, 2017, previously published on January 23, 2017
The Federal Trade Commission (“FTC”) has announced its annual revisions to the dollar jurisdictional thresholds in Section 7A of the Clayton Act and the Hart-Scott-Rodino Antitrust Improvements Act of 1976, as amended (“HSR Act”). The revised thresholds will become effective...

 

HTMLThe Trump Administration: Potential Levers of Regulatory Change Affecting the Commodities Markets
Scott A. Cammarn, Athena Yvonne Eastwood, Neal E. Kumar, Steven Lofchie, Anthony M. Mansfield; Cadwalader, Wickersham & Taft LLP;
Legal Alert/Article
January 5, 2017, previously published on December 21, 2016
Much has happened since the election of Donald J. Trump as the 45th President of the United States and the return of both houses of Congress to Republican control. The Trump transition team has repeatedly declared its intention to “dismantle” the Dodd-Frank Act (“Dodd-Frank”...

 

HTMLIRS Phases in Section 871(m) Dividend Equivalent Withholding
Jean Marie Bertrand, Brian Foster, Mark P. Howe, Steven Lofchie, Jason D. Schwartz; Cadwalader, Wickersham & Taft LLP;
Legal Alert/Article
January 3, 2017, previously published on December 5, 2016
On December 2, the U.S. Internal Revenue Service issued Notice 2016-76, which phases in the application of withholding on dividend equivalent payments under section 871(m). Under the notice, withholding applies only to delta-one transactions in 2017, and applies to other U.S. equity transactions...

 

HTMLDOJ and FTC Advocate Broader Approach to FERC’s Market Power Evaluation under Sections 203 and 205 of the Federal Power Act
George D. Billinson, Mark R. Haskell, Thomas Reid Millar, Paul J. Pantano, Lamiya Rahman; Cadwalader, Wickersham & Taft LLP;
Legal Alert/Article
December 28, 2016, previously published on December 8, 2016
On November 28, 2016, the Department of Justice (“DOJ”) and the Federal Trade Commission (“FTC”) (together, the “Agencies”) submitted comments on the Federal Energy Regulatory Commission’s (the “Commission” or “FERC”) September 22,...

 

HTMLUnited Airlines Settles with SEC for Side-Stepping Its Own Anti-Corruption Controls: Management Override for a Ride Over to South Carolina
Bret A. Campbell, J. Robert Duncan, Joseph V. Moreno; Cadwalader, Wickersham & Taft LLP;
Legal Alert/Article
December 28, 2016, previously published on December 7, 2016
In a settlement highlighting the need for public companies to implement - and adhere to - effective internal controls, United Airlines “United” recently paid a $2.4 million civil penalty to the Securities and Exchange Commission “SEC” for failing to follow its own compliance...

 

HTMLThe Supreme Court Restores Implied Benefit Theory in Insider Trading Prosecutions of Downstream Tippees
Jodi L. Avergun, Douglas H. Fischer, Jason M. Halper, Alexander Hokenson, Joseph V. Moreno; Cadwalader, Wickersham & Taft LLP;
Legal Alert/Article
December 28, 2016, previously published on December 8, 2016
Friends and relatives of corporate insiders who knowingly receive and trade on inside information now confront greater exposure for federal securities laws violations. On December 6, 2016, the Supreme Court held in United States v. Salman that “tippees” who trade on material non-public...

 

HTMLThe Trump Administration: Change By Executive Action and Inaction
Scott A. Cammarn, Pamela Landman, Steven Lofchie, Anthony M. Mansfield, Jeffrey L. Robins; Cadwalader, Wickersham & Taft LLP;
Legal Alert/Article
December 28, 2016, previously published on December 9, 2016
The election of Donald J. Trump as the 45th President of the United States, along with Republican control of the majority of both the House of Representatives and the Senate, will likely result in significant changes in U.S. financial services, energy, and commodities laws and markets.

 


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