Practice Areas & Industries: Carlton Fields, P.A.

Practice/Industry Group Overview

Carlton Fields has a full-service securities transactions practice, representing clients in mergers and acquisitions, business organizations, corporate finance matters, and compliance with the Securities and Exchange Commission ("SEC"), state securities commissioners, and other regulatory bodies. We represent issuers of common and preferred stock, debt instruments (secured and unsecured), limited partnership interests, and other investments in both private placement and public offerings.

Our lawyers handle initial and secondary public offerings from both the issuer's and the underwriter's perspective. This requires extensive knowledge of SEC regulations, blue sky laws, and stock exchange and NASD rules.

Following the public offering of securities, we also help our public company clients comply with continuing reporting and disclosure obligations under applicable securities laws and the rules of the applicable stock exchange or NASDAQ.

Carlton Fields also represents businesses in all aspects of mergers and acquisitions transactions, exchange offers, tender offers, takeovers, and sales of stocks and assets.