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| Education | University of Texas at Austin, J.D., with high honors, 1986, Yale University, B.A., Philosophy, 1983 | | | Admitted | 1986, Texas (inactive); 1988, District of Columbia; 2002, Hawaii | |
| ISLN | 903287300 | |
Documents by this lawyer on Martindale.com
FINRA Rulebook Consolidation Developments -- Repeal of NYSE Rule 312(f)(1)Amy N. Kroll, Charles A. Sweet, October 23, 2009 On October 15, 2009, FINRA announced that the SEC had approved further consolidation of former NYSE and NASD rules. Of particular interest to member firms is the repeal of NYSE Rule 312(f)(1) and the corresponding retention of NASD Rule 2240, to be renumbered as FINRA Rule 2262. These changes will...
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