| University | Kalamazoo College, B.A., 1978 |
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| Law School | University of Michigan, J.D., 1981 |
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| Admitted | 1981, New York |
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| Memberships | American Bar Association. |
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| Languages | French |
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| Biography | Phi Beta Kappa. Author: "U.S. Regulation of Alternative Investment Vehicles," The Capital Guide to Alternative Investment, 2001; "Organizing and Structuring Offshore Funds," The Capital Guide to Offshore Funds, 2001; "The Organization of Offshore Investment Funds", The Chancellor Offshore Fund Manual, 1999.
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| ISLN | 902854626 |
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Documents by this lawyer on Martindale.com | |
SEC Adopts Large Trader Reporting RequirementBenjamin J. Catalano,Timothy M. Clark,Edward A. Kwalwasser,Kathy H. Rocklen,Christopher M. Wells, August 9, 2011 On July 26, 2011, the Securities and Exchange Commission (“SEC”) adopted Rule 13h-1 and Form 13H. The Rule requires (i) large traders (such as hedge funds) to identify themselves on a confidential basis to the SEC and its broker-dealers and (ii) broker-dealers to maintain records of all... |
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