Curtis A. Doty

New York,  NY  U.S.A.
Phone212 506 2224

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Experience & Credentials

Practice Areas

  • Banking & Finance
  • Investment Management
  • Financial Services Regulatory & Enforcement
Contact InfoTelephone: 212 506 2224
Fax: 212 849 5724
University Harvard University, A.B., magna cum laude, 1985; Princeton University, Ph.D., 1990
Law SchoolStanford Law School, J.D., 1996
Admitted1997, New York; 2006, District of Columbia

Curtis Doty is a Banking & Finance partner in Mayer Brown's New York office. His practice focuses on the structuring, regulatory analysis, negotiation and documentation of complex over-the-counter derivatives transactions, including instruments used in capital raising, trading and hedging applications. Prior to joining Mayer Brown in 2011, Curtis practiced in the New York, London, Washington DC and Hong Kong offices of other international law firms.


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The ISDA Resolution Stay Protocol
Joshua Cohn,Curtis A. Doty,Walker Scheile, February 4, 2015
On November 12, 2014, the International Swaps and Derivatives Association (“ISDA”) announced that the ISDA 2014 Resolution Stay Protocol (“Protocol”) became open for adherence. More than one-hundred institutions adhered to the Protocol on the launch date, including 18 major...

US Securities and Exchange Commission Issues Final Rules Regarding the Application of Security-Based Swap Intermediary Definitions to Cross-Border Security Based Swap Activity
Joshua Cohn,Curtis A. Doty,Alex C. Lakatos,Jerome J. Roche,David R. Sahr, July 17, 2014
The US Securities and Exchange Commission (“SEC”) has adopted final rules (the “CrossBorder Rules”) regarding the cross-border application of certain security-based swap (“SBS”) provisions of Title VII of the DoddFrank Wall Street Reform and Consumer Protection...

CFTC Issues No-Action Relief to Manager of a Collateralized Loan Obligation for Failure to Register as a Commodity Trading Advisor
Rory M. Cohen,Curtis A. Doty,J. Paul Forrester, April 30, 2014
By Letter No. 14-57 dated April 11, 2014 (Letter), the US Commodity Futures Trading Commission (CFTC) Division of Swap Dealer and Intermediary Oversight (DSIO) staff granted no-action relief to a manager (Manager) of a collateralized loan obligation (CLO) for failure to register as a commodity...
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Office Information

Curtis A. Doty

1675 Broadway
New YorkNY 10019-5820


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