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Visibility Rankings  | | #3,300 out of 20,529 lawyers in Los Angeles, California | | #125,695 out of 894,137 total lawyers Overall |
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| Practice Areas | Corporate Law; Securities; Mergers, Acquisitions and Divestitures | | | Peer Review Rating | AV
Rated.
What's this? | | | Education | University of Southern California, J.D., 1980, Iowa State University, B.S., with distinction, 1977 | | | Admitted | 1980, California | |
| Born | Sioux City, Iowa | | | Biography | Phi Beta Kappa; The Order of the Coif. Co-Author: Chapter 7, "Liability Under Federal and State Securities Laws" and Chapter 14, "The Sarbanes-Oxley Act of 2002," in Advising and Defending Corporate Directors and Officers, California Continuing Education of the Bar (1998, updated 2007); The Sarbanes-Oxley Act of 2002 and its Aftermath, 18 CEB Cal Bus L Practitioner (Summer 2003). Contributor, Guide to Organizing and Operating a Limited Liability Company in California, Partnerships and Unincorporated Business Organizations Committee, Business Law Section, State Bar of California, 1995. | | | ISLN | 903754314 | | | Transactions | Nasdaq-listed biotechnology company in S-4 registration statement relating to stock-for-stock merger with OTCBB company; Nasdaq-listed biotechnology company in PIPE transactions totaling more than $70 million; Nasdaq-listed bank holding company in $20 million trust preferred securities offering; Nasdaq-listed biotechnology company in registered spin-off of subsidiary; AMEX-listed theater operator and real estate company in acquisition of 14 theaters and theater-related assets; NYSE-listed manufacturing company in solicitation of bids for the company and subsequent sale to private equity firm; privately held diversified company in purchase of assets of privately held natural beef brands; privately held entertainment industry company in sale of the company to private equity firm; continuing education of board of directors of one of nation's largest agricultural cooperatives; senior executive management group of Southern California "big box" retail company in sale of company to one of nation's largest private equity firms; board of directors of one of nation's largest public utility holding companies in connection with California's energy crisis; special board committee of one of nation's largest radio "rep" companies in responding to unsolicited buyout offer from a so-called vulture fund; conflicts committee and audit committee, respectively, of Fortune 100 software company in sale of assets to a related party and unrelated internal corporate investigation; senior executive management group of one of nation's largest grocery chains in parent company's bankruptcy reorganization and subsequent sale of chain to private buyout firm; senior executive management group of one of nation's largest distributors of herbal supplements in going-private transaction; senior executive management group of privately held structured finance investment company in sale of company to private equity firm. | |
Articles by this firm on Martindale.com
SEC Small Business Initiatives UpdateDale E. Short, April 4, 2008 The Securities and Exchange Commission has sought to facilitate capital formation and reduce the SEC regulatory burden on small businesses.
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