Danny Tricot

The FSA’s Decisions in the Einhorn and Greenlight Cases Raise Difficult Issues for Issuers, Investors and Intermediaries
Patrick Brandt,Scott C. Hopkins,Allan G. Murray-Jones,Danny Tricot, February 29, 2012
Recent market abuse cases brought against David Einhorn, Greenlight Capital Inc. (“Greenlight”) and corporate broker Andrew Osborne by the UK’s Financial Services Authority (“FSA”) have attracted a significant amount of press comment. The cases, which resulted in total...

FSA Publishes Consultation Paper on Proposed Amendments to the Listing Rules, the Prospectus Rules, and the Disclosure and Transparency Rules
Nikolas K. Colbridge,James P.L. Healy,Danny Tricot, February 8, 2012
On January 26, 2012, the Financial Services Authority (the FSA) in its capacity as the United Kingdom Listing Authority (the UKLA) published a consultation paper (CP 12/2) (the Consultation Paper) that sets out certain proposed amendments to the Listing Rules (the Listing Rules or LR), the...