- Insurance Finance
- Exchange Traded Funds
- Public Finance
- Business Development Companies
- Private Investment Funds
- Mergers & Acquisitions
- Derivatives & Structured Products
|Contact Info||Telephone: 202.383.0656|
|University ||Wesleyan University, B.A.|
|Law School||Northwestern University School of Law, J.D.|
|Admitted||2002, District of Columbia; 2003, New York|
Member, Business Law Section, American Bar Association
Member, Business Law Section, New York State Bar Association
Member, District of Columbia Bar
Member, Women's Bar Association of the District of Columbia
Member, American College of Investment Counsel
|Born||Washington, D.C., 1974|
Daphne Frydman helps companies in the financial services industry raise capital through a broad range of financing and other transactions including structured finance, life insurance reserve securitizations, including XXX and AXXX reserve securitization financings, and general corporate finance transactions including senior debt financing, structured finance, convertible notes and retail notes.
Daphne also advises asset managers, insurance companies, private and public funds, including business development companies, exchange traded funds and other investment vehicles, in their operations, structure, governance, public offerings, private placements and compliance with applicable requirements of the U.S. Securities and Exchange Commission (SEC) exchange rules, the Commodity Futures Trading Commission (CFTC), and the National Futures Association (NFA).
Sutherland represents a series of energy, metal and agricultural ETFs.
Sutherland advises on financing transactions in connection with IPOs.
Sutherland develops comprehensive compliance manuals for asset managers.
Documents by this lawyer on Martindale.com
Coming Soon - Mandatory Clearing of Interest Rate Swaps Under EMIR
Brian Barrett,James M. Cain,Daphne G. Frydman,Catherine M. Krupka,David T. McIndoe, September 2, 2015
On August 6, 2015, the European Commission (EC) adopted new rules that will require the clearing of certain over-the-counter (OTC) interest rate swaps pursuant to the European Market Infrastructure Regulation (EMIR) (the EU IRS Clearing Rules). The EU IRS Clearing Rules are subject to approval by...
CFTC and NFA Afford Relief from Certain CTA Periodic Reporting Obligations
Brian Barrett,James M. Cain,Daphne G. Frydman,David T. McIndoe,Mark D. Sherrill, August 7, 2015
On July 21, the staff of the Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary Oversight (DSIO) published an exemptive letter that provides relief from periodic reporting on CFTC Form CTA-PR to commodity trading advisors (CTAs) that do not direct client...
ISDA Publishes EMIR Classification Letter
Brian Barrett,Daphne G. Frydman,Catherine M. Krupka,David T. McIndoe,Mark D. Sherrill, July 21, 2015
On July 13, the International Swaps and Derivatives Association, Inc. (ISDA) published the ISDA EMIR Classification Letter (the Classification Letter), a form of letter that may be used by market participants managing their regulatory obligations under the European Market Infrastructure Regulation...
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