- Insurance Finance
- Exchange Traded Funds
- Public Finance
- Business Development Companies
- Private Investment Funds
- Mergers & Acquisitions
- Derivatives & Structured Products
|Contact Info||Telephone: 202.383.0656|
|University ||Wesleyan University, B.A.|
|Law School||Northwestern University School of Law, J.D.|
|Admitted||2002, District of Columbia; 2003, New York|
Member, Business Law Section, American Bar Association
Member, Business Law Section, New York State Bar Association
Member, District of Columbia Bar
Member, Women's Bar Association of the District of Columbia
|Born||Washington, D.C., 1974|
Daphne Frydman helps companies in the financial services industry raise capital for their operations through a broad range of financing and other deals including structured finance, life insurance reserve securitizations, including XXX and AXXX reserve securitization financings, and general corporate finance transactions including senior debt financing, structured finance, convertible notes and retail notes.
Daphne also advises asset managers, insurance companies, public and private funds, business development companies and other investment vehicles, in their operations, structure, governance, CFTC registration, public offerings, private placements and compliance with the Dodd-Frank Act and applicable requirements of the U.S. Securities and Exchange Commission (SEC) exchange rules, the Commodity Futures Trading Commission (CFTC), and the National Futures Association (NFA).
Sutherland represents a large life insurer in financings worth more than $6 billion.
Sutherland advises on financing transactions in connection with IPO.
Sutherland develops comprehensive compliance manuals for asset managers.
Documents by this lawyer on Martindale.com
The SEC Releases Regulations on Reporting and Dissemination of Security-Based Swaps Data
Brian Barrett,James M. Cain,Daphne G. Frydman,David T. McIndoe,Mark D. Sherrill, April 10, 2015
On February 11, 2015, the Securities and Exchange Commission (SEC) published final regulations that will require Swap Data Repositories (SDRs) to register with the SEC (Regulation SDR) and prescribe reporting and public dissemination requirements for security-based swaps (SBS) transaction data...
CFTC Fines Summit Energy Services, Inc. for Violating CTA Registration Rules Under the Commodity Exchange Act
Daphne G. Frydman,Alexander S. Holtan,Catherine M. Krupka,Nicole S. Lim,Raymond A. Ramirez, February 13, 2015
On January 16, the Commodity Futures Trading Commission (CFTC) issued a settlement order requiring Summit Energy Services, Inc. (Summit Energy) to pay a $140,000 civil monetary penalty for acting as an unregistered commodity trading advisor (CTA),1 in violation of Section 4m(1) of the Commodity...
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