- Insurance Finance
- Exchange Traded Funds
- Public Finance
- Business Development Companies
- Private Investment Funds
- Mergers & Acquisitions
- Derivatives & Structured Products
|Contact Info||Telephone: 202.383.0656|
|University ||Wesleyan University, B.A.|
|Law School||Northwestern University School of Law, J.D.|
|Admitted||2002, District of Columbia; 2003, New York|
Member, Business Law Section, American Bar Association
Member, Business Law Section, New York State Bar Association
Member, District of Columbia Bar
Member, Women's Bar Association of the District of Columbia
|Born||Washington, D.C., 1974|
Daphne Frydman helps companies in the financial services industry raise capital for their operations through a broad range of financing and other deals including structured finance, life insurance reserve securitizations, including XXX and AXXX reserve securitization financings, and general corporate finance transactions including senior debt financing, structured finance, convertible notes and retail notes.
Daphne also advises asset managers, insurance companies, public and private funds, business development companies and other investment vehicles, in their operations, structure, governance, CFTC registration, public offerings, private placements and compliance with the Dodd-Frank Act and applicable requirements of the U.S. Securities and Exchange Commission (SEC) exchange rules, the Commodity Futures Trading Commission (CFTC), and the National Futures Association (NFA).
Sutherland represents a large life insurer in financings worth more than $6 billion.
Sutherland advises on financing transactions in connection with IPO.
Sutherland develops comprehensive compliance manuals for asset managers.
Documents by this lawyer on Martindale.com
ISDA Publishes EMIR Classification Letter
Brian Barrett,Daphne G. Frydman,Catherine M. Krupka,David T. McIndoe,Mark D. Sherrill, July 21, 2015
On July 13, the International Swaps and Derivatives Association, Inc. (ISDA) published the ISDA EMIR Classification Letter (the Classification Letter), a form of letter that may be used by market participants managing their regulatory obligations under the European Market Infrastructure Regulation...
European Regulators Publish Second Consultation Paper on Margin for OTC Derivatives
Brian Barrett,James M. Cain,Daphne G. Frydman,Catherine M. Krupka,David T. McIndoe, July 7, 2015
On June 10, the European Supervisory Authorities (ESA) published a second consultation paper on draft Regulatory Technical Standards (RTS) to implement the European Market Infrastructure Regulation (EMIR) requirement that persons classified under EMIR as “financial counterparties” (FCs)...
SEC’s Proposed SBS Rules on Cross-Border Security-Based Swap Activities
Brian Barrett,James M. Cain,Daphne G. Frydman,David T. McIndoe,Mark D. Sherrill, May 25, 2015
When the Securities and Exchange Commission (SEC) adopted final rules in June 2014 on the cross-border activities of security-based swap (SBS) dealers and major SBS participants, the SEC indicated that it would reserve the definition of the phrase “transaction conducted within the United...
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