Darrick M. Mixpractices corporate law with concentrations in the areas of securities law, mergers and acquisitions and corporate governance. He has experience representing public and private companies in connection with their capital-raising activities, including public offerings and private placements of equity and debt securities. Mr. Mix also advises companies with respect to SEC regulations, compliance issues and other corporate and securities law matters, such as public reporting, Sarbanes-Oxley compliance and communications with analysts and investors. He has substantial experience representing public and private companies in selling and acquiring businesses, including private equity funds in control and minority investments. His clients span a variety of industries, including retail, financial services and REITs.
Mr. Mix is a 1997 graduate, with honors, of the Ohio State University, Michael E. Moritz College of Law, where he served as executive editor of theOhio State Journal on Dispute Resolution, and a graduate of Georgetown University's School of Foreign Service.
•Co-author, Guide to Publicly Offered Private Placements Under New Rule 506(c),Duane Morris Alert, September 26, 2013
•Co-author, NASDAQ Proposes Listing Rules Relating to Compensation Committees,Duane Morris Alert, October 12, 2012
•Co-author, NYSE Proposes Listing Standards Relating to Compensation Committee Member Independence and Compensation Committee Advisers,Duane Morris Alert, October 2, 2012
•Co-author, SEC Rule Proposal Would Permit Public Offerings in Private Placements and Facilitate Capital Formation,Duane Morris Alert, September 13, 2012
•Co-author, SEC Adopts Rules on Independence of Compensation Committees and Compensation Advisers; New Listing Standards to Be Proposed by September 25, 2012,Duane Morris Alert, June 27, 2012
•Co-author, JOBS Act Enacted, Imposes Substantial Deregulation on the Mechanics of Securities Offerings,Duane Morris Alert, April 13, 2012
•Co-author, SEC Proposals for Compensation Committees and Compensation Advisers,Duane Morris Alert, April 25, 2011
Selected Speaking Engagements
•Panelist, Crowdfunding for Life Sciences: A bridge over troubled waters? Pharmaceutical Consulting Consortium, Inc., May 12, 2014
•Panelist, Crowdfunding and Rule 506(c): Brave New Capital-Raising World, Pennsylvania Business Brokers Association, April 2, 2014
•Presenter, Crowdfunding under the JOBS Act, Pennsylvania Bar Association, July 23, 2013