Practice Areas - Securities and Financial Institutions Litigation
- Broker-Dealer
- Investment Management
- Trading and Markets
- Financial Services
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- Commercial Litigation
- Registered Investment Companies
- Insurance
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| Contact Info | Telephone: 617-951-8000 Telecopy: 617-951-8736 http://www.bingham.com/People/Boch-David
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| University | Harvard College, Artis Baccalaureate, 1975; George Washington University, Master of Public Administration, 1976 |
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| Law School | Suffolk University Law School, Juris Doctor, 1979 |
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| Admitted | 1979, Massachusetts; U.S. District Court, District of Massachusetts; U.S. Court of Appeals, First Circuit; U.S. District Court, Eastern District of Wisconsin; U.S. Court of Appeals, Seventh Circuit |
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| ISLN | 908952326 |
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Documents by this lawyer on Martindale.com | |
FINRA Issues Guidance Narrowing the Scope of its New Suitability RuleDavid C. Boch,W. Hardy Callcott,Christina N. Davilas,John R. Snyder,Michael R. Weissmann, December 22, 2012 FINRA recently issued Regulatory Notice 12-55 (“RN 12-55”), expressing new views on discrete but significant aspects of the suitability rule, FINRA Rule 2111, that went into effect in July 2012.
First Circuit Affirms Customer Suitability Obligations Under FINRA RulesMatthew C. Applebaum,David C. Boch,W. Hardy Callcott,Paul M. Tyrrell, September 26, 2012 In Cody v. SEC, the First Circuit upheld the decision of the SEC affirming the finding that a registered representative violated the FINRA suitability rule when he knowingly recommended a product he did not fully understand. The decision in Cody underscores a representative’s individual duty...
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