|University ||Creighton University, B.A., cum laude, 1969|
|Law School||Creighton University, J.D., summa cum laude, 1972|
|Admitted||1972, Nebraska, U.S. District Court, District of Nebraska, U.S. Tax Court and U.S. Court of Appeals, Eighth Circuit|
|Memberships ||Omaha, Nebraska State (Member, House of Delegates, 1985-1998; Chairman, Section of Taxation, 1984-1985) and American (Member, Sections on: Corporation, Banking and Business Law; Taxation; Committee on Federal Regulation of Securities) Bar Associations.|
|Born||Omaha, Nebraska, March 20, 1947|
Listed, "Best Lawyers in America"; "Best Lawyers" Omaha Corporate Lawyer of the Year 2009. Author: "Regulatory Pitfalls in Acquiring, Selling or Expanding a Business," NCLE Seminar; "Alternatives to Federal and State Registration of Securities," NCLE Seminar. Former Adjunct Professor, Creighton University School of Law; Former Director and President, Great Plains Federal Tax Institute. Former Director and President, Nebraska Continuing Legal Education, Inc. Listed: America's Leading Lawyers for Business, Chambers USA; Great Plains Super Lawyers (Securities & Corporate Finance); "Best Lawyers" Omaha Tax Law Lawyer of the Year 2013.
Documents by this lawyer on Martindale.com
Raising Capital Through Crowdfunding: The Myth and the Reality
David L. Hefflinger, November 20, 2013
Crowdfunding. Crowdfunding is a financing method used primarily by startups and small businesses to raise small amounts of capital from a large number of people over the internet. Crowdfunding websites currently avoid the securities laws since they do not sell stock or other securities. For...
SEC Proposes Dodd-Frank Pay Ratio Regulations
David L. Hefflinger, September 23, 2013
The SEC was charged with issuing regulations in numerous areas under the 2010 Dodd-Frank legislation. Three years after enactment, the SEC had not yet issued regulations relating to (1) pay ratio rules, (2) compensation clawback provisions, and (3) company hedging policies.
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