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David Swain: Lawyer with Cassels Brock & Blackwell LLP

David Swain

LinkedIn
Associate
Toronto,  ON  Canada
Phone416 860 6745

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Experience & Credentials
 

Practice Areas

  • Private Equity
  • Securities
  • Registration & Compliance
 
University Wilfrid Laurier University, H.B.B.A., 1999
 
Law SchoolUniversity of Windsor, LL.B., 2005
 
Admitted2006, Ontario
 
Biography

David is an associate practising in the Securities Group. He has experience representing investment dealers, investment fund companies, venture capital groups, capital pool companies and other public and private issuers in a variety of contexts, including public offerings, private placements, mergers and acquisitions, asset sales, and other general corporate governance and compliance matters.

David joined Cassels Brock after articling with a large Canadian firm and summering at Tarion Warranty Corporation. While in law school, David was a member of the University of Windsor Corporate Commercial Securities Law Moot team.

David played varsity soccer while earning his Honours Bachelor of Business Administration at Wilfrid Laurier University, and is also an avid traveler who has lived and worked on three continents.

Associations

· Canadian Bar Association

· Ontario Bar Association

Transactions

Cassels Brock Represents Front Street Capital as It Raises $30 Million from the Offering of Flow-Through Limited Partnership Units, 01/05/2012

Cassels Brock Represents Stone 2011 Flow-Through Limited Partnership in Its $9.3 Million Initial Public Offering, 11/30/2011

Cassels Brock Represents Tonbridge Power Inc. in Its Sale of All Outstanding Common Shares to Enbridge Inc., 11/30/2011

Cassels Brock Acts For Front Street Capital As It Raises $24 Million From The Offering Of Flow-Through Limited Partnership Units, 09/28/2011

Front Street Capital Raises $129 Million from Flow-Through Limited Partnership Units Offering, 03/15/2011

Stone 2010 Flow-Through Limited Partnership Closes $12 Million Initial Public Offering, 06/17/2010

Front Street Capital Raises Over $90 Million in Flow-Through Limited Partnership Units Offering, 03/22/2010

MATL Becomes First Project Financed by US Green Energy Stimulus Program, 03/02/2010

Tonbridge Power Inc. Completes $15.5 Million Prospectus Offering, 03/02/2010

Stone 2008 Flow-Through Limited Partnership Closes $19 Million IPO, 06/10/2008

Stone Agribusiness Fund Completes $43 Million IPO, 04/14/2008

SonnenEnergy Closes $12 Million Public Offering, 11/28/2007

 
ISLN919153163
 
Profile Visibility
#1,519 in weekly profile views out of 16,850 lawyers in Toronto, Ontario
#176,267 in weekly profile views out of 1,461,250 total lawyers Overall

Office Information

David Swain
Cassels Brock & Blackwell LLP
40 King Street West
Toronto, ON M5H 3C2




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