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 | Denis C. DiceShareholder Denis C. Dice is a shareholder with Marshall, Dennehey, Warner, Coleman & Goggin. His practice is devoted largely to securities regulation, securities litigation, insurance agent litigation, real estate agent litigation, mortgage broker litigation, and employment law.
Marshall, Dennehey, Warner, Coleman & Goggin
1845 Walnut Street
Philadelphia, Pennsylvania
19103-4797
(Philadelphia Co.)
Telephone: 215-575-2779
Fax: 215-575-0856; 575-0857
http://www.marshalldennehey.com
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| Practice Areas | Securities Regulation; Securities Litigation; Insurance Agents and Brokers; Real Estate Brokers and Agents Liability; Mortgage Broker Litigation; Employment Defense | | | Education | Catholic University of America, J.D., 1990; Villanova University, LL.M., Taxation, 2000, St. Joseph's University, B.S., 1987 | | | Admitted | 1990, Pennsylvania; 1991, District of Columbia; 1994, U.S. District Court, Eastern District of Pennsylvania; 1998, U.S. District Court, Western District of Pennsylvania and U.S. Court of Appeals, Third Circuit | |
| Military | Capt., USMC, 1990-1994 | | | Born | Las Cruces, New Mexico | | | Biography | Listed, International Who's Who for Licensed Professionals. Author: "SEC Expands Monitoring of Registered Representatives," Pennsylvania Law Weekly, June 2001 and Philadelphia Legal Intelligencer, Vol. 224, No. 119, June 20, 2001; "Breath of Consumer Arbitration Agreement Is Expanded in Pennsylvania," Securities Arbitrator Commentator, Vol. IX, Nos. 10 and 11, June 1998; "Third Circuit Clarifies Attorney Liability as Primary Actor in Claims Brought Under Section 10(b) and Rule 10b-5," Defense Digest, Vol. 4, No. 3, 1998-06; "Pennsylvania Code Requires Periodic Inspection of All Broker/Dealer Office Locations in PA," Defense Digest, Vol. 4, No. 6, 1998-12; "U.S. Supreme Court Expands ERISA Liability to Non-Fiduciary Which Knowingly Participates in a Prohibited Transaction," Defense Digest, Vol. 6, No. 6, 2000-12; "Beware of the Topsy Turvey Economy," Insurance Agents of America, 4th Quarter, 2007. Speaker, Sun Trust Investment Services Annual Compliance Seminar, 2005. Certified Arbitrator, National Association of Securities Dealers. Board Member, St. Denis School, Youth Athletic Association. | | | Reported Cases | Basil v. Chubb Securities, Inc., 1998 WL 88399 (U.S. District Court, Eastern District of Pa.). | | | ISLN | 900466272 | |
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