Dorothy D. Mehta

Special Counsel
New York,  NY  U.S.A.
Phone212 504 6846

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Experience & Credentials

Practice Areas

  • Commodities & Futures Regulation
  • Financial Regulation
  • Fund Formation
  • Investment Management Transactions
  • Investment Management
  • Investment Management Litigation
  • Investment Management Regulation & Compliance
University Cornell University, A.B., 1999
Law SchoolFordham University, School of Law, J.D., 2004
Admitted2004, New Jersey; 2005, New York

Dorothy D. Mehta is Special Counsel in the Firm's Financial Services Department, concentrating her practice on alternative investment matters. Ms. Mehta has extensive experience representing investment advisers to hedge funds, private equity funds and managed accounts, commodity pool operators and commodity trading advisors. Her practice includes the structuring, formation and operation (domestically and on a cross-border basis) of a variety of alternative investments products, including U.S. and non-U.S. hedge funds, private equity funds, hybrid funds, funds-of-funds, and commodity pools (both privately- and publicly-offered), and the establishment of separately managed account arrangements.

Dorothy also regularly advises clients on CFTC and SEC registration and related compliance requirements (including with the rules and by-laws of the NFA), as well as on matters pertaining to the Dodd-Frank Act, the Commodity Exchange Act and federal securities laws generally.

Because of her work with public commodity pools, Ms. Mehta has significant exposure to securities offerings registered under the Securities Act and the issuers registered under the Exchange Act as well as dealing with the CFTC and NFA rules relating to public and private commodity pools. Ms. Mehta has also worked extensively with securities-type managers on fund structuring and SEC regulatory compliance matters. With recent Dodd-Frank amendments to the commodities laws, she has been significantly involved with private equity funds, registered investment companies and structured finance vehicles in their transition to CFTC regulation.

She is a member of the Managed Fund Association's CTA/CPO Forum and a member of the Education and Best Practices Committee of the New York Hedge Fund Roundtable.

In 2014, Dorothy was listed as a Key Individual in Fund Formation: Alternative/Hedge Funds by the Legal 500 legal directory, and as a Rising Star in Securities and Corporate Finance in New York - Metro by Super Lawyers.

Dorothy received her J.D. in 2004 from Fordham University School of Law and an A.B. in 1999 from Cornell University.

News & Resources


News Releases
Cadwalader Recognized by The Legal 500 US 2015 Among Nation's Top Firms Jun 03, 2015

Cadwalader Recognized by The Legal 500 US 2015 Among Nation's Top Firms Jun 03, 2015


Clients & Friends Memos
SEC Focus On Expense Allocation: In the Matter of KKR Jul 09, 2015

L&C 2014 - 36th Annual FIA Law & Compliance Division Conference May 07, 2014


White Collar Defense and Investigations Advisor
FinCEN Proposes Regulations Requiring Investment Advisers to Adopt Anti-Money Laundering Programs Aug 27, 2015

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Office Information

Dorothy D. Mehta

New YorkNY 10281-0006


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