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HTMLAdviser’s Non Compliance With SEC Subpoena Settled by Court
Peter D. Fetzer, Terry D. Nelson; Foley & Lardner LLP;
Legal Alert/Article
October 3, 2014, previously published on September 30, 2014
The SEC’s subpoena powers under the Investment Advisers Act of 1940 were recently affirmed by a court over the objections of the owner and operator of a SEC registered investment advisory firm (see SEC v. Stilwell, 2014 BL252718, S.D.N.Y., 1:14-mc-257 (ALC), 9/11/14).

 

HTMLRealizing the Potential of Telemedicine in China, Part 1: Protecting Your IP
Richard J. Ferris, Nathaniel M. Lacktman, Tianran Yan; Foley & Lardner LLP;
Legal Alert/Article
October 3, 2014, previously published on September 30, 2014
Telemedicine device manufacturers and software developers face different challenges related to IP protection when expanding into China, including when it comes to trade secret protection, IP asset registration, contracts, and due diligence.

 

HTMLCh Ch Ch Ch Changes: New VETS-4212 Report Means More Changes for Federal Contractors
Carmen N. Couden; Foley & Lardner LLP;
Legal Alert/Article
October 3, 2014, previously published on September 29, 2014
Ch-ch-ch-ch-changes. David Bowie’s familiar refrain has become the motto of federal contractors everywhere as they struggle to keep pace with the numerous regulatory changes and enforcement initiatives currently being advanced by the Office of Federal Contract Compliance Programs...

 

HTML7th Cir. Explains What Same-Sex Marriage and Voter ID Have in Common
Eric G. Pearson; Foley & Lardner LLP;
Legal Alert/Article
October 3, 2014, previously published on September 30, 2014
What do cases involving challenges to same-sex-marriage and voter ID laws have in common?

 

HTMLFailure to Disclose Conflict of Interest to Clients Results in SEC Enforcement Proceeding Against Registered Investment Adviser
Peter D. Fetzer, Terry D. Nelson; Foley & Lardner LLP;
Legal Alert/Article
October 3, 2014, previously published on September 30, 2014
The SEC has made it abundantly clear to registered investment advisers that failure to disclose conflicts of interest to clients will continue to be a basis for SEC enforcement action. A recent example is In the Matter of the Robare Group, Ltd., Mark L. Robare, and Jack L. Jones Jr. (Investment...

 

HTMLUpdate on Insider Trading in Mutual Fund Shares
Peter D. Fetzer, Terry D. Nelson; Foley & Lardner LLP;
Legal Alert/Article
October 3, 2014, previously published on September 30, 2014
As we reported in 2013, the U.S. Court of Appeals for the Seventh Circuit left open the possibility that insider trading prohibitions may apply to trading in mutual fund shares, and remanded the case to the district court to determine whether the insider’s alleged conduct properly fit under...

 

HTMLNavigating Employment-Based Visas for Startups
Roy J. Barquet; Foley & Lardner LLP;
Legal Alert/Article
September 30, 2014, previously published on September 26, 2014
Startups often seek to hire highly educated employees with degrees in STEM (science, technology, engineering and science) fields in order to compete with their established competitors. Post-graduate international students have emerged as the leading source of talent for startups as nearly 1/3 of...

 

HTMLWisconsin Supreme Court 2013-2014 Term Summary Part 3: Recap of Cases Affecting Wisconsin Businesses
Philip C. Babler; Foley & Lardner LLP;
Legal Alert/Article
September 30, 2014, previously published on September 25, 2014
This post provides in a nutshell what businesses need to know about the cases from last year’s term of the Wisconsin Supreme Court.

 

HTMLMyriad Set for Another Round
Antoinette F. Konski; Foley & Lardner LLP;
Legal Alert/Article
September 30, 2014, previously published on September 29, 2014
On Monday October 6th, the U.S. Court of Appeals for the Federal Circuit will entertain oral argument in another case involving Myriad’s BRCA1/BRCA2 diagnostic tests. In re BRCA1- and BRCA2- Based Hereditary Cancer Test Patent Litigation, Case Nos. 14-1361, -1366. In the words of Myriad...

 

HTMLNextEnergy: Developing Charging and Power Systems for Tomorrow’s Cars, Homes, and Businesses
Jason P. Britt; Foley & Lardner LLP;
Legal Alert/Article
September 30, 2014, previously published on September 29, 2014
In addition to the networking technologies that NextEnergy is developing with its partners, NextEnergy is also developing vehicle charging and power systems that look to trim energy bills for both homes and businesses.

 


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