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Fred N. Knopf

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Fred N. Knopf

Fred N. Knopf

Partner
 
Wilson Elser Moskowitz Edelman & Dicker LLP
3 Gannett Drive
White Plains, New York  10604-3407
(Westchester Co.)

Telephone: 914-323-7000
Fax: 914-323-7001
http://www.wilsonelser.com



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Experience & Credentials
 


Practice AreasCommercial Litigation; Securities Litigation; Professional Liability; Corporate Law
 
EducationUniversity of Bridgeport, J.D., cum laude, 1990, Sacred Heart University, B.A., B.S., 1987
 
Admitted1990, Connecticut; 1991, New York, U.S. District Court, Southern and Eastern Districts of New York and District of Connecticut; 1993, U.S. Court of Appeals, Second Circuit
 
BornWindham, Connecticut, June 21, 1965
 
BiographyAssociate Editor, Law Review.
 
ISLN901686969
 

Documents by this lawyer on Martindale.com


Notable FINRA Rule Changes
Fred N. Knopf, Ami Shah, Abigail D. Rubin, July 8, 2009
There have been several recent amendments to current FINRA rules, which impact broker-dealers and associated persons in the securities industry. Some amendments are favorable, such as the increase in the threshold for customer complaint reporting, whereas the amendment requiring Form U-4...

Potential Impacts from the Proposed Changes to the Regulation of the Financial Industry and the Federal Securities Laws
Fred N. Knopf, Benjamin Biard, July 8, 2009
In an effort to protect our clients' current and future interests, the existing rules and regulations in place and any proposed changes which could have an impact on business practices should be recognized and evaluated.

FINRA Announces Special Arbitration Procedures for Investors Seeking Recovery of Consequential Damages for Auction Rate Security Losses
Benjamin Biard, Fred N. Knopf, February 10, 2009
Through the end of November 2008, two hundred seventy-five (275) matters have been filed with the Financial Industry Regulatory Authority ("FINRA") seeking the recovery of consequential damages related to auction rate securities.



 

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