Legal Articles: Fried, Frank, Harris, Shriver & Jacobson LLP

 







Document(s) published by this organization: 22


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Adobe PDFCFTC Update: CFTC Proposes New Position Limits and Aggregation Rules
Fried Frank Harris Shriver Jacobson LLP;
Legal Alert/Article
November 11, 2013, previously published on November 7, 2013
On November 5, 2013, the Commodity Futures Trading Commission (the “Commission” or “CFTC”) approved proposed position limits rules (the “Proposed Position Limits Rules”) and proposed new aggregation standards for determining compliance with position limits...

 

Adobe PDFUS$500 and a Click: SEC Proposes “Crowdfunding” Rules for Start-Up Businesses
Chris Austin, Anthony D. Foti, Stuart H. Gelfond, Daniel C. Glazer; Fried, Frank, Harris, Shriver & Jacobson LLP;
Legal Alert/Article
November 11, 2013, previously published on October 30, 2013
On October 23, 2013, the U.S. Securities and Exchange Commission (SEC) proposed rules under the Jumpstart Our Business Startups (JOBS) Act to permit companies to offer and sell securities through “crowdfunding.” In a prior memorandum, we discussed the key elements of crowdfunding...

 


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