Legal Articles: Fried, Frank, Harris, Shriver & Jacobson LLP

 







Document(s) published by this organization: 68


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Adobe PDFCFTC Update: Final Guidance on Cross-Border Application of Swaps Provisions of the Dodd-Frank Act and Exemptive Order Regarding Phased Compliance with Certain Swaps Provisions of the Dodd-Frank Act
Fried Frank Harris Shriver Jacobson LLP;
Legal Alert/Article
July 29, 2013, previously published on July 25, 2013
On July 12, 2013, the Commodity Futures Trading Commission (the “CFTC” or “Commission”) approved a final version of its interpretive guidance and policy statement (the “Guidance”) and an exemptive order (the “Exemptive Order”) regarding the...

 

Adobe PDFSEC Chair Testifies Regarding JOBS Act Priorities and Progress
Anthony D. Foti, Stuart H. Gelfond; Fried, Frank, Harris, Shriver & Jacobson LLP;
Legal Alert/Article
July 12, 2013, previously published on July 9, 2013
On May 7, 2013, Chair Mary Jo White of the U.S. Securities and Exchange Commission (the “SEC”) testfied before the U.S. Senate Subcommittee on Financial Services and General Government, Committee on Appropriations, in support of President Obama’s $1.674 billion fiscal year 2014...

 

Adobe PDFSEC Approves JOBS Act Mandated Rule to Lift General Solicitation Ban, Adopts Rule to Disqualify Bad Actors from Certain Offerings and Proposes Rule Amendments to Enable the SEC to Monitor the Private Offering Market
Fried Frank Harris Shriver Jacobson LLP;
Legal Alert/Article
July 12, 2013, previously published on July 10, 2013
On Wednesday, July 10, 2013, the Securities and Exchange Commission (“SEC”) held an open meeting during which it approved the following three items in connection with its mandate to implement certain rules under Section 201(a) of the Jumpstart Our Business Startups Act (“JOBS...

 

Adobe PDFUS District Court Vacates Rule Relating to Payments by Resource Extraction Issuers
Joshua Thomas Coleman, Stuart H. Gelfond; Fried, Frank, Harris, Shriver & Jacobson (London) LLP;
Legal Alert/Article
July 12, 2013, previously published on July 10, 2013
On July 2, 2013, the United States District Court for the District of Columbia vacated Rule 13q-1 under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), which was recently adopted on August 22, 2012 by the Securities and Exchange Commission (the “SEC”)...

 

Adobe PDFUS Federal Trade Commission Follows European Regulators' Lead and Opens Formal Investigation into Potential Manipulation of Oil Prices
Daniel A. Mullen, Bernard (Barry) A. Nigro, J. Peter Ripley, Michael A. Yuffee; Fried, Frank, Harris, Shriver & Jacobson LLP;
Legal Alert/Article
July 3, 2013, previously published on June 27, 2013
This week, the Federal Trade Commission opened a formal investigation into the alleged manipulation of oil prices. The FTC’s investigation was prompted by a similar investigation by European regulators into the alleged manipulation of Platts’ oil benchmark. These investigations...

 

Adobe PDFThe Federal Energy Regulatory Commission Continues to Impose Penalties for Violations of Well-Established Rules and Regulations
Daniel A. Mullen, J. Peter Ripley, Michael A. Yuffee; Fried, Frank, Harris, Shriver & Jacobson LLP;
Legal Alert/Article
July 2, 2013, previously published on June 25, 2013
A recent Federal Energy Regulatory Commission order demonstrates that the Commission continues to impose penalties for violations of well-established rules prohibiting activities such as “flipping” and the misclassification of natural gas-related contracts.

 

Adobe PDFUS Federal Trade Commission Follows European Regulators’ Lead and Opens Formal Investigation into Potential Manipulation of Oil Prices
Daniel A. Mullen, Bernard (Barry) A. Nigro, J. Peter Ripley, Michael A. Yuffee; Fried, Frank, Harris, Shriver & Jacobson LLP;
Legal Alert/Article
July 2, 2013, previously published on June 27, 2013
This week, the Federal Trade Commission opened a formal investigation into the alleged manipulation of oil prices. The FTC's investigation was prompted by a similar investigation by European regulators into the alleged manipulation of Platts' oil benchmark. These investigations highlight the...

 

Adobe PDFEnerwise Global Technologies, Inc. - Demand Response Strikes Out at Camden Yards
Daniel A. Mullen, J. Peter Ripley, Michael A. Yuffee; Fried, Frank, Harris, Shriver & Jacobson LLP;
Legal Alert/Article
July 2, 2013, previously published on June 25, 2013
The recent Enerwise settlement order provides another example of the Federal Energy Regulatory Commission’s willingness to pursue million dollar penalties in gaming strategies of demand response programs, despite the Chairman’s long-standing support of such programs.

 

Adobe PDFSEC’s FAQs Provide Guidance on Disclosure Requirements for Resource Extraction Issuers
Anthony D. Foti, Stuart H. Gelfond; Fried, Frank, Harris, Shriver & Jacobson LLP;
Legal Alert/Article
June 24, 2013, previously published on June 18, 2013
The U.S. Securities and Exchange Commission (“SEC”) recently released frequently asked questions (“FAQs”) to provide guidance on certain aspects of its final rules related to resource extraction issuers engaged in the commercial development of oil, natural gas or minerals...

 

Adobe PDFSEC Provides Additional Conflict Minerals Guidance
Kelly C. Chapman, Elyse B. Feuer, Stuart H. Gelfond, Mario Mancuso; Fried, Frank, Harris, Shriver & Jacobson LLP;
Legal Alert/Article
June 24, 2013, previously published on June 18, 2013
Recently, the Division of Corporation Finance of the U.S. Securities and Exchange Commission (the "SEC") released unofficial guidance in a question and answer format (“FAQ Guidance”) providing responses to certain interpretive questions that have arisen in connection with...

 


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