Practice Areas & Industries: Goldberg Segalla LLP

 





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Goldberg Segalla attorneys have represented broker-dealers and registered representatives in the defense of numerous securities-related claims. These allegations have included:

  • Unsuitable investment recommendations
  • Improper sales practices
  • Negligent supervision
  • Blue sky violations
  • Churning
  • Breach of fiduciary duty
  • Breach of contract 

Our experience includes representing clients in arbitrations before the National Association of Securities Dealers, now known as the Financial Industry Regulatory Authority (FINRA).