Practice Areas - Mergers and Acquisitions
- Consumer Finance
- SEC Enforcement
- Financial Institution Regulation
- Securities Law
| - Financial Institution Reorganization
- Financial Restructuring
- Corporate Finance
- Corporate Governance
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| University | University of California, Irvine, B.A., cum laude, 1991 |
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| Law School | Cornell Law School, J.D., 1994 |
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| Admitted | 1994, Florida |
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| Memberships | Broward County Bar Association; The Florida Bar; American Bar Association; Florida Bankers Association; Florida International Bankers Association; South Florida Banking Institute. |
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| Born | Red Bank, New Jersey, November 7, 1968 |
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| ISLN | 900098169 |
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Documents by this lawyer on Martindale.com | |
New MD&A Guidance for Smaller Financial InstitutionsGregory K. Bader, May 11, 2012 The SEC Division of Corporate Finance recently issued guidance to smaller financial institutions concerning Management’s Discussion and Analysis and accounting policy disclosures. The guidance can be found in CF Disclosure Guidance: Topic No. 5, dated April 20, 2012 and amounts to rules to...
House Votes to Make Capital Raising EasierGregory K. Bader, December 9, 2011 If the U.S. House of Representatives has its way, big changes are on the horizon for private offerings. In an effort to enhance the ability of small businesses to raise capital, the House has now passed four bills that reduce some of the restrictions.
Want to Sign Up for Regulation by the Federal Reserve?Gregory K. Bader, September 22, 2011 Considering the time and expense it takes to comply with many of the Federal Reserve rules, it seems odd that any company would volunteer to be regulated. But some want to sign up. In particular, some foreign companies that own a securities broker or dealer are required to register in the U.S. to... |
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