Harry S. Pangas: Lawyer with Sutherland Asbill & Brennan LLP

Harry S. Pangas

Harry Pangas
Partner
Washington,  DC  U.S.A.
Phone202.383.0805

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Experience & Credentials
 

Practice Areas

  • Business Development Companies
  • Capital Markets & Investments
  • Corporate
  • Securities & Corporate Governance
  • Private Investment Funds
  • Employee Benefits & Executive Compensation
  • Insurance
  • Insurance Finance
 
Contact InfoTelephone: 202.383.0805
Fax: 202-637-3593
http://www.sutherland.com/People/Harry-S-Pangas
 
University Syracuse University, B.S., cum laude
 
Law SchoolTulane University Law School, J.D., cum laude
 
Admitted1997, New York and Massachusetts; 2000, District of Columbia
 
BornPlainview, New York, February 18, 1971
 
Biography

Harry Pangas represents issuers and investment banking firms in connection with public and private offerings of equity and debt securities, including initial public offerings (IPOs), Rule 144A offerings, shelf offerings, at-the-market offerings, registered direct offerings, high-yield bond offerings, convertible debt offerings and rights offerings. Harry also regularly advises public companies on compliance with ongoing SEC reporting obligations and other securities laws, including Section 16(b) compliance, Rule 10b5-1 plans, the Sarbanes-Oxley Act, Form S-8 and proxy disclosure, as well as the corporate governance listing requirements of the national securities exchanges.

In addition, Harry has developed a niche practice representing financial services companies, including business development companies (BDCs), private investment funds, lending cooperatives, banks and insurance companies, in connection with a myriad of securities transactional and regulatory matters.

Harry previously worked at the SEC in Washington, D.C.

Harry has advised clients in connection with the following representative transactions:

Public Transactions

•Up to $1.5 billion continuous public offering by Sierra Income Corporation, a non-traded BDC

•$930 million initial public offering of Apollo Investment Corporation, a BDC

•$200 million acquisition of Patriot Capital Funding, Inc. by Prospect Capital Corporation

•$140 million initial public offering of Fifth Street Finance Corp., a BDC

•$130 million initial public offering of Medley Capital Corporation , a BDC

•$120 million initial public offering of Stellus Capital Investment Corporation, a BDC

•$105 million initial public offering of Prospect Capital Corporation, a BDC

•$92 million public bond offering of Main Street Capital Corporation, a BDC

•$75 million public follow-on offering of equity securities of Seacoast Banking Corporation of Florida, a bank holding company

•$60 million public bond offering of Medley Capital Corporation, a BDC

•$60 million initial public offering of Main Street Capital Corporation, a BDC

•$50 million at-the-market-offering of Fifth Street Finance Corp. , a BDC

•$42 million public bond offering of Saratoga Investment Corp. , a BDC

•$40 million public bond offering of KCAP Financial, Inc. , a BDC

Private Transactions

•$660 million Rule 144A of equity securities of Solar Capital LLC, a private investment fund

•$500 million Rule 144A first mortgage bond offering of Oglethorpe Power Corporation, an electric cooperative

•$400 million Rule 144A first mortgage bond offering of Great River Energy, an electric cooperative

•$200 million Rule 144A of debt securities of an insurance holding company

•$172 million Rule 144A convertible bond offering of Fifth Street Finance Corp., a BDC

•$55 million recapitalization of GSC Investment Corp. (now known as Saratoga Investment Corp.), a BDC

 
ISLN914812836
 

Documents by this lawyer on Martindale.com

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The Volcker Rule: The Rising Appeal of Registered Investment Companies and BDCs
Brian Barrett,Steven B. Boehm,Cynthia M. Krus,John J. Mahon,Harry S. Pangas, January 16, 2014
On December 10, 2013, the U.S. Federal Reserve, the Office of the Comptroller of the Currency, the Federal Deposit Insurance Corporation, the Commodity Futures Trading Commission, and the Securities and Exchange Commission issued final rules implementing Section 619 of the Dodd-Frank Wall Street...

The Division of Investment Management Clarifies Certain Positions Regarding the Applicability of Rules 3-09 and 4-08(g) of Regulation S-X to BDCs
Steven B. Boehm,Cynthia M. Krus,John J. Mahon,Harry S. Pangas, October 25, 2013
The U.S. Securities and Exchange Commission (“SEC”) Division of Investment Management recently published written guidance (see link below) on rules that require that certain financial information be included pertaining to unconsolidated subsidiaries to portfolio companies of business...

The SEC Issues Formal Guidance Involving Financial Information Requirements for Certain Portfolio Companies of BDCs
Steven B. Boehm,Cynthia M. Krus,John J. Mahon,Harry S. Pangas, October 3, 2013
The U.S. Securities and Exchange Commission (SEC) Division of Investment Management recently published formal guidance (see link below) applying rules that require the inclusion of certain financial information on unconsolidated subsidiaries to portfolio companies of business development companies...

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Office Information

Harry S. Pangas

700 Sixth Street NW, Suite 700
WashingtonDC 20001-3980




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