- Business Development Companies
- Capital Markets & Investments
- Securities & Corporate Governance
- Private Investment Funds
- Employee Benefits & Executive Compensation
- Insurance Finance
|Contact Info||Telephone: 202.383.0805|
|University ||Syracuse University, B.S., cum laude|
|Law School||Tulane University Law School, J.D., cum laude|
|Admitted||1997, New York and Massachusetts; 2000, District of Columbia|
|Born||Plainview, New York, February 18, 1971|
Harry Pangas represents issuers and investment banking firms in connection with public and private offerings of equity and debt securities, including initial public offerings (IPOs), Rule 144A offerings, shelf offerings, at-the-market offerings (ATMs), registered direct offerings, high-yield bond offerings, convertible debt offerings and rights offerings. Harry also regularly advises public companies on compliance with ongoing SEC reporting obligations and other securities laws, including Section 16(b) compliance, Rule 10b5-1 plans, the Sarbanes-Oxley Act, Form S-8 and proxy disclosure, as well as the corporate governance listing requirements of the national securities exchanges.
In addition, Harry has developed a niche practice representing financial services companies, including business development companies (BDCs), private investment funds, lending cooperatives, banks and insurance companies, in connection with a myriad of securities transactional and regulatory matters.
Harry previously worked at the SEC in Washington, D.C.
Harry has advised clients in connection with the following representative transactions:
ATMs for several BDCs, including Medley Capital Corporation and Stellus Capital Investment Corporation
$175 million institutional bond offering by Main Street Capital Corporation, a BDC
Up to $1.5 billion continuous public offering by Sierra Income Corporation, a non-traded BDC
$250 million institutional bond offering by Fifth Street Finance Corporation, a BDC
$930 million initial public offering of Apollo Investment Corporation, a BDC
$200 million acquisition of Patriot Capital Funding, Inc. by Prospect Capital Corporation
$140 million initial public offering of Fifth Street Finance Corp., a BDC
$130 million initial public offering of Medley Capital Corporation, a BDC
$120 million initial public offering of Stellus Capital Investment Corporation, a BDC
$105 million initial public offering of Prospect Capital Corporation, a BDC
$92 million retail bond offering of Main Street Capital Corporation, a BDC
$75 million public follow-on offering of equity securities of Seacoast Banking Corporation of Florida, a bank holding company
$60 million retail bond offering of Medley Capital Corporation, a BDC
$60 million initial public offering of Main Street Capital Corporation, a BDC
$50 million at-the-market-offering of Fifth Street Finance Corp., a BDC
$42 million retail bond offering of Saratoga Investment Corp., a BDC
$40 million retail bond offering of KCAP Financial, Inc., a BDC
$500 million Rule 144A/ Regulation S first mortgage bond offering of Tri-State Generation and Transmission Association, Inc., an electric cooperative
Strategic transaction involving NGP Capital Resources Company and Oak Hill Advisors, L.P.
$660 million Rule 144A of equity securities of Solar Capital LLC, a private investment fund
$500 million Rule 144A first mortgage bond offering of Oglethorpe Power Corporation, an electric cooperative
$400 million Rule 144A first mortgage bond offering of Great River Energy, an electric cooperative
$200 million Rule 144A of debt securities of an insurance holding company
$172 million Rule 144A convertible bond offering of Fifth Street Finance Corp., a BDC
$55 million recapitalization of GSC Investment Corp. (now known as Saratoga Investment Corp.), a BDC
Awards and Rankings
Recognized by The Legal 500 United States in the area of capital markets: equity offerings (2015)
Documents by this lawyer on Martindale.com
A Present from Congress: Significant Changes for SBICs
Steven B. Boehm,Terri G. Jordan,Cynthia M. Krus,Lisa A. Morgan,Harry S. Pangas, December 21, 2015
Late on December 15, Congress unveiled a tax extenders bill and omnibus bill that are expected to be merged into a single bill to be signed into law. The House and Senate are both expected to pass this legislation before the end of this week, and the President has indicated that he will sign this...
Delaware Supreme Court Addresses Novel Controlling-Stockholder Claim and Clarifies Effect of a Fully Informed, Uncoerced Stockholder Vote
Peter J. Anderson,Steven B. Boehm,William S. "Bill" Dudzinsky,Patricia A. Gorham,Harry S. Pangas, October 13, 2015
The Delaware Supreme Court recently issued an opinion, captioned Corwin v. KKR Financial Holdings LLC,1 that sheds further light on when a stockholder owning less than 50% of the voting power of a company may be deemed a controlling stockholder. In the opinion, the Delaware Supreme Court also...
New NYSE Notification Rules - How to Ensure Your Company Complies with the Updated Timely Alert Policy
Steven B. Boehm,Cynthia M. Krus,Lisa A. Morgan,Harry S. Pangas,Payam Siadatpour, October 8, 2015
On September 28, 2015, the revised New York Stock Exchange (NYSE) requirements relating to the circulation of material non-public information by listed companies, and updated procedures relating to trading halts, became effective. These rules and procedures on the dissemination of material news by...
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