- Securities and Shareholder Litigation and SEC Enforcement
|University ||Villanova University, B.S., 1980|
|Law School||University of Pennsylvania, J.D., 1988|
|Admitted||1988, Pennsylvania; 1991, New York|
Law Clerk to Judge Daniel H. Huyett, U.S. District Court, Eastern District of Pennsylvania, 1988-1989. Staff Attorney, 1989-1990, Branch Chief, 1990-1992, Senior Assistant and Assistant Regional Director, 1993-1996 and Senior Associate Regional Director, 1996-1999, Enforcement Division Northeast Regional Office, U.S. Securities and Exchange Commission.
Documents by this lawyer on Martindale.com
SEC Flexes Its Muscle on Accounting Fraud and Targets More Individuals
Harold K. Gordon,Henry Klehm,Joan E. McKown,Peter J. Romatowski,David Ronald Woodcock, September 21, 2015
The Securities and Exchange Commission recently announced the settlement or filing of a number of significant accounting fraud cases. Coupled with recent statements by the SEC and the Department of Justice, it is clear that accounting fraud is a priority and that individuals are in the cross hairs.
SEC Brings Hiring Practices into FCPA Focus
Henry Klehm,Joan E. McKown,Arielle S. Tobin,David Ronald Woodcock, September 10, 2015
The SEC recently fined Bank of New York Mellon ("BNY Mellon") nearly $15 million for allegedly violating provisions of the Foreign Corrupt Practices Act (“FCPA”) by providing student internships to family members of foreign government officials in the Middle East.
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