Henry Klehm, III

New York,  NY  U.S.A.

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Experience & Credentials

Practice Areas

  • Securities and Shareholder Litigation and SEC Enforcement
    University Villanova University, B.S., 1980
    Law SchoolUniversity of Pennsylvania, J.D., 1988
    Admitted1988, Pennsylvania; 1991, New York

    Law Clerk to Judge Daniel H. Huyett, U.S. District Court, Eastern District of Pennsylvania, 1988-1989. Staff Attorney, 1989-1990, Branch Chief, 1990-1992, Senior Assistant and Assistant Regional Director, 1993-1996 and Senior Associate Regional Director, 1996-1999, Enforcement Division Northeast Regional Office, U.S. Securities and Exchange Commission.


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    New York State Department of Financial Services Proposes Comprehensive Bitcoin Regulations
    Robert W. Gaffey,Harold K. Gordon,Henry Klehm,Howard F. Sidman,Jayant W. Tambe, September 2, 2014
    The New York State Department of Financial Services ("DFS") recently became the first state regulator to propose a regulatory framework for the bitcoin virtual currency industry. DFS posted its "Regulation of the Conduct of Virtual Currency Business" on its website, as well as...

    Federal Appellate Court Rules that the FCPA Prohibits Corrupt Payments to Certain Foreign Government-Owned Businesses
    Richard H. Deane,Jamila M. Hall,Henry Klehm,Peter J. Romatowski,Hank Bond Walther, May 28, 2014
    For the first time since the enactment of the Foreign Corrupt Practices Act ("FCPA"), a federal appellate court has defined what constitutes an "instrumentality" of a foreign government under the FCPA. Last week, the Eleventh Circuit agreed with the government that the...

    The SEC's First Deferred Prosecution Agreement Involving an Individual: Questions Remain
    Lynsey Morris Barron,Harold K. Gordon,Henry Klehm,Joan E. McKown, February 5, 2014
    With much fanfare three years ago, the Securities and Exchange Commission ("SEC") announced a Cooperation Initiative as part of an overall effort to strengthen its enforcement program. Modeled on the 2001 "Seaboard Report," the Cooperation Initiative sought to encourage...
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    Office Information

    Henry Klehm, III

    222 East 41st Street
    New YorkNY 10017-6702


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