Henry Klehm, III

New York,  NY  U.S.A.

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Experience & Credentials

Practice Areas

  • Securities and Shareholder Litigation and SEC Enforcement
    University Villanova University, B.S., 1980
    Law SchoolUniversity of Pennsylvania, J.D., 1988
    Admitted1988, Pennsylvania; 1991, New York

    Law Clerk to Judge Daniel H. Huyett, U.S. District Court, Eastern District of Pennsylvania, 1988-1989. Staff Attorney, 1989-1990, Branch Chief, 1990-1992, Senior Assistant and Assistant Regional Director, 1993-1996 and Senior Associate Regional Director, 1996-1999, Enforcement Division Northeast Regional Office, U.S. Securities and Exchange Commission.


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    U.S. Department of Justice Announces Updated Guidelines on Individual Accountability for Corporate Wrongdoing
    Henry W. Asbill,Karen P. Hewitt,Henry Klehm,Jerry C. Ling,Peter J. Romatowski, September 24, 2015
    On September 9, 2015, after years of criticism by Congress and commentators about the paucity of prosecutions of individuals in major white collar cases, Deputy Attorney General (“DAG”) Sally Yates announced six changes to policies and practices governing investigations of corporate...

    SEC Flexes Its Muscle on Accounting Fraud and Targets More Individuals
    Harold K. Gordon,Henry Klehm,Joan E. McKown,Peter J. Romatowski,David Ronald Woodcock, September 21, 2015
    The Securities and Exchange Commission recently announced the settlement or filing of a number of significant accounting fraud cases. Coupled with recent statements by the SEC and the Department of Justice, it is clear that accounting fraud is a priority and that individuals are in the cross hairs.

    SEC Brings Hiring Practices into FCPA Focus
    Henry Klehm,Joan E. McKown,Arielle S. Tobin,David Ronald Woodcock, September 10, 2015
    The SEC recently fined Bank of New York Mellon ("BNY Mellon") nearly $15 million for allegedly violating provisions of the Foreign Corrupt Practices Act (“FCPA”) by providing student internships to family members of foreign government officials in the Middle East.

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    Office Information

    Henry Klehm, III

    222 East 41st Street
    New YorkNY 10017-6702


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