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Holly H. Smith

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Holly H. Smith

Partner
 
Sutherland Asbill & Brennan LLP
1275 Pennsylvania Avenue, NW
Washington, District of Columbia  20004-2415


Telephone: 202-383-0100
Fax: 202-637-3593
http://www.sutherland.com



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Practice AreasFinancial Services; Broker-Dealer Regulation; Regulatory Inquiries and Enforcement; Transfer Agents; Retirement Plan Programs
 
EducationCatholic University Columbus School of Law, J.D., 1982, Georgetown University, B.A., 1979
 
Admitted1982, District of Columbia
 
MembershipsDistrict of Columbia Bar.
 
BornPittsburgh, Pennsylvania, January 16, 1957
 
BiographyRecipient: Commission's Law and Policy Award, SEC Chairman Richard Breeden; Award for Work on the SEC's handling rules, SEC Chairman Arthur Levitt. Member, Board of Directors, National Society of Compliance Professionals. Author: Securities Law texts, including the Practicing Law Institute's Corporate and Securities Law Library series.
 
ISLN903619835
 


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