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Holly H. SmithPartner
Sutherland Asbill & Brennan LLP 1275 Pennsylvania Avenue, NW Washington, District of Columbia
20004-2415
Telephone: 202-383-0100 Fax: 202-637-3593 http://www.sutherland.com
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| Practice Areas | Financial Services; Broker-Dealer Regulation; Regulatory Inquiries and Enforcement; Transfer Agents; Retirement Plan Programs | | | Education | Catholic University Columbus School of Law, J.D., 1982, Georgetown University, B.A., 1979 | | | Admitted | 1982, District of Columbia | |
| Memberships | District of Columbia Bar. | | | Born | Pittsburgh, Pennsylvania, January 16, 1957 | | | Biography | Recipient: Commission's Law and Policy Award, SEC Chairman Richard Breeden; Award for Work on the SEC's handling rules, SEC Chairman Arthur Levitt. Member, Board of Directors, National Society of Compliance Professionals. Author: Securities Law texts, including the Practicing Law Institute's Corporate and Securities Law Library series. | | | ISLN | 903619835 | |
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