Jae Yoon is a member of Sutherland's Litigation Practice Group. Since joining the firm, he has practiced primarily in the areas of securities enforcement and litigation. Jae has worked with broker-dealers, investment advisers, investment companies, corporations, and individuals involved in securities litigation, regulatory investigations, and enforcement matters brought by the U.S. Securities and Exchange Commission (SEC) and by the Financial Industry Regulatory Authority (FINRA).
Recent Publications
· Co-author, "Swinging for the Fences: An Analysis of Whether Broker-Dealers and Registered Representatives Should Litigate Against the SEC or FINRA," The Investment Lawyer (August 2011)
· Co-author, "Sometimes It Pays for Broker-Dealers and Registered Reps to Take on Regulators, Study Shows," Wall Street Lawyer (April 2011)
· Author, "Amending Section 1337 after VastFame Camera, Ltd. v. International Trade Commission," ITC Trial Lawyers Association 337 Reporter, Summer Associate Edition (Summer 2004)
Industries
Litigation
Financial Services
News
Swinging for the Fences: An Analysis of Whether Broker-Dealers and Registered Representatives Should Litigate Against the SEC or FINRA
September 8, 2011
Annual Sutherland Study Shows that Litigating Against the SEC and FINRA Pays for Some Broker-Dealers and Registered Representatives
March 16, 2011
Legal Alerts
Legal Alert: Sutherland SEC/FINRA Litigation Study Shows It Sometimes Pays to Take on Regulators
March 17, 2011
Publications
The CFTC Flexes its Enforcement Muscles: Some Tips for Handling CFTC Administrative Proceedings
January 9, 2012 Reprinted with permission from Bloomberg Securities Law
Sometimes It Pays for Broker-Dealers and Registered Reps to Take on Regulators, Study Shows
April 2011 Reprinted with permission Wall Street Lawyer
Amending Section 1337 after VastFame Camera, Ltd. v. International Trade Commission
Summer 2004 Reprinted with permission ITC Trial Lawyers Association 337 Reporter, Summer Associate Edition