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James (Kimo) E. McCormick, III

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James (Kimo) E. McCormick, III

Of Counsel
 
Allen Matkins Leck
Gamble Mallory & Natsis LLP
1900 Main Street, 5th Floor
Irvine, California  92614-7321
(Orange Co.)

Telephone: 949-553-1313
Fax: 949-553-8354
http://www.allenmatkins.com



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Practice AreasCorporate Law; Securities; Venture Capital; Mergers and Acquisitions
 
EducationGeorgetown University, J.D., 1974, Stanford University, A.B., 1970
 
Admitted1974, California
 
ISLN905020745
 

Documents by this lawyer on Martindale.com


Regulation of Member Private Offerings
Keith Bishop, James (Kimo) E. McCormick, November 6, 2009
The Financial Industry Regulatory Authority ("FINRA") adopted new Rule 5122 to require FINRA member firms, and associated persons that engage in certain private placements of its own securities or the securities of a control entity, to comply with certain disclosure and filing...

Proposed Legislation Imposes New Requirements on Private Fund Advisers
James (Kimo) E. McCormick, Keith Bishop, October 16, 2009
Three pieces of draft legislation aimed at tackling key parts of reforming the regulatory structure of the United States financial services industry were released on October 1, 2009. The proposed legislation tightens regulation on "private fund" advisers requiring registration and...

California Simplifies Requirements for Electronic Communications to Shareholders and Corporate Members
Keith Bishop, James (Kimo) E. McCormick, September 17, 2009
The popularity of email and other forms of electronic communication may give the impression that these are unconditionally acceptable ways for corporations to communicate to their shareholders and directors. In fact, a California corporation's ability to use email to communicate to shareholders and...
 

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