James M. Schell

SEC and CFTC Propose Systemic Risk Reporting Rules for Certain Advisers to Private Funds on Form PF
Heather S. Cruz,Leslie Lowenbraun,Anastasia T. Rockas,James M. Schell,Deborah S. Tuchman, March 8, 2011
On January 26, 2011 the Securities and Exchange Commission (the “SEC”) and the Commodity Futures Trading Commission (the “CFTC,” and together with the SEC, the “Commissions”) issued a release (the “Release”) proposing rules to require advisers to...

SEC Proposes Rules to Establish a Permanent Registration Regime for Municipal Advisors
Richard T. Prins,Anastasia T. Rockas,James M. Schell, February 16, 2011
On December 20, 2010 the Securities and Exchange Commission (the “SEC”) issued a release (the “Proposing Release”),1 proposing to establish a permanent registration regime for municipal advisors. These proposed rules give effect to the provisions of the Dodd-Frank Act2...