Practice Areas - Financial Institutions Litigation and Regulation
- Securities and Shareholder Litigation and SEC Enforcement
- Trial Practice
- International Litigation and Arbitration
- Financial Regulatory Response Team
| - Financial Services
- Corporate Compliance Programs
- Credit Crisis
- e-Discovery
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| University | University of Toronto, B.A., 1989 |
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| Law School | University of Notre Dame, J.D., 1992 |
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| Admitted | 1992, Illinois; 1998, New York |
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| Languages | Hindi |
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| Born | Bhopal, India |
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| ISLN | 900901599 |
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Documents by this lawyer on Martindale.com | |
New York's Highest Court Decides Important Martin Act Preemption QuestionJoshua K. Bromberg,Robert W. Gaffey,Harold K. Gordon,Jayant W. Tambe, January 27, 2012 At the end of 2011, the New York Court of Appeals handed down Assured Guaranty (UK) Ltd. v. J.P. Morgan Investment Management, Inc., an important decision that could have a broad impact on securities litigation in New York state and federal courts. The case presented New York’s highest court...
The Department of Financial Services: New York's Newest Financial RegulatorRobert W. Gaffey,Harold K. Gordon,Henry Klehm,Jayant W. Tambe, December 6, 2011 A new financial regulator recently opened its doors for business in New York and instantly became a formidable agency with broad regulatory powers, including the authority to bring both criminal and civil law enforcement actions. Headed by Benjamin Lawsky, a former federal and state prosecutor who...
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