John H. Walsh: Lawyer with Sutherland Asbill & Brennan LLP

John H. Walsh

Partner
Washington,  DC  U.S.A.
Phone202.383.0818

Peer Rating
N/R
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Client Rating

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Experience & Credentials
 

Practice Areas

  • Financial Services
  • Securities Enforcement & Litigation
  • Private Investment Funds
  • Privacy & Data Security
  • Insurance
 
Contact InfoTelephone: 202.383.0818
Fax: 202-637-3593
http://www.sutherland.com/People/John-H-Walsh
 
University Worcester State University, B.A., summa cum laude; Northeastern University, M.A.; Boston College, Ph.D.
 
Law SchoolGeorgetown University Law Center, J.D. Editor, American Criminal Law Review
 
Admitted1985, New York; 1988, District of Columbia
 
BornCleveland, Ohio, August 23, 1952
 
Biography

A 23-year veteran of the Securities and Exchange Commission (SEC), John Walsh joined Sutherland in October 2011. With his deep, insider's experience and perspective of the SEC, John now represents broker-dealers, hedge funds, investment advisers and other securities firms in compliance and regulatory issues involving the agency. He counsels clients on the full spectrum of securities issues from development and compliance to cooperation in examinations and defense in enforcement proceedings.

At the SEC, John played a key role in creating the Office of Compliance Inspections and Examinations (OCIE), which administers examinations of U.S. registered securities entities. He designed and implemented the SEC's securities compliance examination practices, first as a senior advisor for compliance policy and then, most recently, as associate director-chief counsel. In 2009, he served as OCIE's acting director and led a massive retraining of examination staff on antifraud techniques.

Prior to his tenure at OCIE, John was special counsel to former SEC Chairman Arthur Levitt from 1993 to 1995. From 1990 to 1993, he worked in the SEC Division of Enforcement, serving first as senior counsel and then as chief of the branch of regional office assistance, where he regularly appeared before the Commission's closed meetings to present and discuss regional office enforcement cases. He also advised the commissioners and staff on securities laws and agency policy. John began his career with the SEC in 1988 as an attorney in the Office of General Counsel.

Selected Experience
Sutherland serves client compliance committees.

A client relies on Sutherland when whistleblower tip prompts an SEC inquiry.

Sutherland manages a potential compliance crisis.

Awards and Rankings
Recipient, SEC Law and Policy Award (2010-2011)

Recipient, SEC Examination Award of Excellence (2000)

Recipient, SEC Regulatory Simplification Award (1996)

 
ISLN902978377
 
Profile Visibility
#11,046 in weekly profile views out of 48,174 lawyers in Washington, District of Columbia
#171,772 in weekly profile views out of 1,519,763 total lawyers Overall

Office Information

John H. Walsh

700 Sixth Street NW, Suite 700
WashingtonDC 20001-3980




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