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Jonathan L. Awner Document Search Results (4)

 

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HTMLSEC Reporting Requirements for Advisers to Private Funds
Jonathan L. Awner, Laura Holm; Akerman Senterfitt;
Legal Alert/Article
January 17, 2012, previously published on January 10, 2012
The Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act") establishes the Financial Stability Oversight Council ("FSOC") for the purpose of monitoring risks to the stability of the U.S. financial system. Section 404 of the Dodd-Frank Act directed the...

 

HTMLSEC Adopts Final Rule for Family Office Exemption
Jonathan L. Awner, Laura Holm; Akerman Senterfitt;
Legal Alert/Article
August 5, 2011, previously published on August 1, 2011
On June 22, 2011, the Securities and Exchange Commission ("SEC") approved a final rule ("Family Office Rule") defining "family offices" that will be excluded from the definition of an investment adviser under the Investment Advisers Act of 1940 ("Advisers...

 

HTMLFederal Court of Appeals Overturns SEC's Proxy Access Rule
Jonathan L. Awner, Andrew Schwartz, Philip B. Schwartz; Akerman Senterfitt;
Legal Alert/Article
August 1, 2011, previously published on July 25, 2011
On July 22, 2011, a three-judge panel of the United States Court of Appeals for the District of Columbia Circuit overturned Exchange Act Rule 14a-11. The rule, adopted by the Securities and Exchange Commission (the "Commission") in August 2010, required public companies to allow, in...

 

Adobe PDFSEC Adopts Final Whistleblower Bounty Program Rules
Jonathan L. Awner, Laura Holm; Akerman Senterfitt;
Legal Alert/Article
June 15, 2011, previously published on June 10, 2011
On May 25, 2011, the Securities and Exchange Commission ("SEC"), by a divided vote of 3-2, adopted the final rules ("Rules") implementing the whistleblower program mandated by Section 922 of the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank...

 


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