Joshua B. Sterling: Lawyer with Bingham McCutchen LLP

Joshua B. Sterling

Washington,  DC  U.S.A.

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Experience & Credentials

Practice Areas

  • Investment Management
  • Derivatives
  • Financial Services
  • Registered Investment Companies
  • Energy
  • Financial Reform / Volcker Rule
Contact InfoTelephone: 202.373.6556
Fax: 202.373.6001
University Vanderbilt University, Bachelor of Arts, 1998
Law SchoolUniversity of Pennsylvania Law School, Juris Doctor, 2001
Admitted2002, District of Columbia and New York

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CFTC Staff Announces Relief From Certain Recordkeeping Requirements, Along With Two Other Actions
Akshay N. Belani,Daniel N. Budofsky,Lihua Chen,Olga Kamensky,Joshua B. Sterling, June 4, 2014
On May 22, 2014, the CFTC staff provided no-action relief to members of swap execution facilities (“SEF”s) and designated contract markets (“DCM”s) who are not registered or required to be registered with the CFTC in any capacity (“Covered Members”) from certain...

CFTC Staff Adopts New Approach to Requesting Relief From Commodity Pool Operator Registration
Akshay N. Belani,Daniel N. Budofsky,Joshua B. Sterling, May 29, 2014
On May 12, 2014, the CFTC staff announced a new approach for seeking relief from the requirement to register as a commodity pool operator (“CPO”) under Section 4m(1) of the Commodity Exchange Act (“CEA”). This announcement squarely addresses an issue that has confounded the...

Update on the CFTC’s Cross-Border Application of Dodd-Frank Swaps Requirements
Lihua Chen,Katherine Dobson,Joshua B. Sterling, January 3, 2014
On December 20, 2013, the CFTC issued further guidance addressing the cross-border application of its swaps rules under Dodd-Frank. The guidance took the form of “substituted compliance” determinations and no-action relief for swap dealers (and major swap participants) located in...
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Office Information

Joshua B. Sterling

2020 K Street NW
WashingtonDC 20006


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