Julie A. Gillespie

SEC Issues Final Rules Regarding Suspension of the Duty of ABS Issuers to File Exchange Act Reports
Julie A. Gillespie,Christopher B. Horn,Paul A. Jorissen,Jason H. P. Kravitt,Stuart M. Litwin,Elizabeth A. Raymond,Angela M. Ulum,Jon D. Van Gorp, August 26, 2011
On August 17, 2011, the US Securities and Exchange Commission (the “SEC”) issued final rules (the “Final Rules”) regarding the suspension of the duty of issuers of asset-backed securities (ABS) to file reports under the Securities Exchange Act of 1934 (the “Exchange...

SEC Adopts Final Rules Related to Issuer Due Diligence Review of Assets and Disclosure of Underwriting Exceptions in Public Offerings of Asset-Backed Securities
Julie A. Gillespie,Christopher B. Horn,Elizabeth A. Raymond,Angela M. Ulum,Jon D. Van Gorp, February 15, 2011
On January 20, 2011, the US Securities and Exchange Commission (the “SEC”) issued final rules requiring the issuer in a registered public offering of asset-backed securities to perform a due diligence review of the assets being securitized in that transaction and to disclose the nature...

SEC Adopts Final Rules Related to Representation and Warranties in Asset-Backed Securities Offerings
Julie A. Gillespie,Christopher B. Horn,Elizabeth A. Raymond,Angela M. Ulum,Jon D. Van Gorp, February 15, 2011
On January 20, 2011, the US Securities and Exchange Commission (the “SEC”) issued final rules imposing extensive and potentially onerous reporting and disclosure requirements on issuers with respect to past and future repurchase or replacement activity arising from breaches of...