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Visibility Rankings  | | #221 out of 13,161 lawyers in San Francisco, California | | #20,497 out of 892,553 total lawyers Overall |
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| Practice Areas | Investment Company Act; Investment Advisor Regulation; Broker-Dealer Regulation; Corporate Law; Securities Law; Fiduciary Counseling; Mutual Fund Regulation; ERISA | | | Peer Review Rating | AV
Rated.
What's this? | | | Education | University of New Mexico, J.D., 1977, University of New Mexico (B.A., magna cum laude, 1973; M.B.A., magna cum laude, 1977) | | | Admitted | 1978, New Mexico; 1984, District of Columbia; 1985, California | |
| Born | Worcester, Massachusetts, October 28, 1946 | | | Biography | Author and Editor, Law Review. Formerly with Office of General Counsel, U.S. Securities and Exchange Commission. Private Practice since 1981. Member, ABA-Business Law Section, Committee on Federal Regulation of Securities and Subcommittee on Investment Companies and Investment Advisers. | | | ISLN | 909490674 | |
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