Professional Associations:
· American Bar Association
· Ohio State Bar Association
· Cleveland Metropolitan Bar Association, Securities Law Section, Past Chairman
· Cleveland Metropolitan Bar Association, Securities Law Institute, Past Chairman
· Former Instructor, Securities Regulation, Cleveland-Marshall College of Law
Community Activities:
· Cleveland Branch of the English-Speaking Union, Past President
· Midwest Railway Preservation Society, Member
· Christ Episcopal Church, Shaker Heights, Former Senior Warden
· Ohio Northern University College of Business, Past Member, Advisory Board
Representative Experience:
· Private and exempt securities offerings
· Securities litigation
· Broker/dealer and investment advisor regulation
· SEC, state agency, and self-regulatory organizations enforcement proceedings
· Venture capital transactions
· Small and closely-held business counseling
Published Articles:
· "When Using Alternative Financing Outlets, Beware Possible Securities Issues," Crain's Cleveland Business, September 26, 2011
Related Articles:
· General News
- 2011 - Karl May Joins Weston Hurd - June