Katherine Kelly is a member of Sutherland's Litigation Practice Group where she focuses on securities litigation.
Katherine was formerly a fellow with the American Civil Liberties Union of Maryland where she gained experience in civil rights issues related to housing, free speech and education. Before joining Sutherland as an associate, she participated in the firm's Summer Associate Program in 2008. Katherine also served as an intern for the Honorable Clayton Greene, Jr. of the Court of Appeals of Maryland.
Recent Publication
· Co-author, "Revisiting FINRA's Class Waiver Policy Post-AT&T," Law360 (August 31, 2011)
· Co-author, "While You Were Complying: SEC and FINRA Disciplinary Actions Taken Against Chief Compliance Officers (Again)," Practical Compliance & Risk Management for the Securities Industry (January-February 2011)
· Co-author, "While You Were Complying: SEC and FINRA Disciplinary Actions Taken Against Chief Compliance Officers," Practical Compliance & Risk Management for the Securities Industry (September-October 2010)
News
Revisiting FINRA's Class Waiver Policy Post-AT&T
September 6, 2011
Publications
The Girl with the SEC/FINRA Tattoo: Disciplinary Actions Taken Against Chief Compliance Officers (November 2010 - June 2011)
September-October 2011 Reprinted with permission Practical Compliance and Risk Management for the Securities Industry
While You Were Complying: SEC and FINRA Disciplinary Actions Taken Against Chief Compliance Officers (Again)
January-February 2011 Reprinted with permission Practical Compliance & Risk Management for the Securities Industry
While You Were Complying: SEC and FINRA Disciplinary Actions Taken Against Chief Compliance Officers
October 2010 Reprinted with permission Practical Compliance & Risk Management for the Securities Industry