- Internal Investigations
- Securities Enforcement & Litigation
- Investment Adviser
|Contact Info||Telephone: 202.383.0211|
|University ||St. John's College, B.A.|
|Law School||Vanderbilt University Law School, J.D.|
|Admitted||2011, District of Columbia; Maryland|
Associate Trustee, Washington Lawyers' Committee for Civil Rights and Urban Affairs (2013-present)
Katherine Kelly is a securities litigator who principally represents broker-dealers, investment advisers and individuals in examinations, investigations, and enforcement actions involving the Securities and Exchange Commission (SEC), Financial Industry Regulatory Authority (FINRA), and other regulators. In addition, Katherine represents clients in securities-related arbitrations and litigation, and counsels clients on regulatory and compliance matters.
Before joining Sutherland as an associate, Katherine was a fellow with the American Civil Liberties Union of Maryland, where she gained experience in civil rights issues related to housing, free speech and education. Katherine also participated in the firm's 2008 Summer Associate Program.
Awards and Rankings
Named to the 2012 Capital Pro Bono Honor Roll
Documents by this lawyer on Martindale.com
SEC Suffers Three Recent Losses Despite Increased Focus on Trial Readiness
Peter J. Anderson,Eric A. Arnold,Keith J. Barnett,Bruce M. Bettigole,Katherine L. Kelly, December 11, 2013
Since becoming Chair of the Securities and Exchange Commission (“SEC” or “Commission”) in April 2013, Mary Jo White has articulated a number of new enforcement priorities for the SEC. White has suggested, for instance, that the Commission adopt a “broken windows”...
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