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Kathleen A. Roth

LinkedIn
Associate
Philadelphia,  PA  U.S.A.
Phone+1 215 979 1266

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Experience & Credentials
 

Contact InfoTelephone: +1 215 979 1266
Fax: +1 215 689 4916
http://www.duanemorris.com/attorneys/kathleenajohnson.html
 
University University of Illinois at Urbana-Champaign, B.S., 2002; University of Baltimore, Merrick School of Business, M.B.A., 2009
 
Law SchoolUniversity of Baltimore School of Law, J.D., magna cum laude, 2009 Staff Member, University of Baltimore Law Review
 
Admitted2009, Pennsylvania
 
Biography

Kathleen A. Roth practices in the area of corporate law. Ms. Roth is a 2009 magna cum laude graduate of the University of Baltimore School of Law, where she was a staff member of the University of Baltimore Law Review. She also holds an M.B.A. from the University of Baltimore, Merrick School of Business, and is a graduate of the University of Illinois.

Representative Matters

ˇ Represented Donegal Mutual Insurance Co. in acquiring control of Southern Mutual Insurance Co. Donegal Mutual purchased a $2.5 million surplus note from Southern Mutual and initiated quota-share reinsurance of 100 percent of Southern Mutual's in-force and future business.

ˇ Represented F.N.B. Corp. in its merger with Comm Bancorp, Inc. As part of the transaction, F.N.B. will acquire the Pennsylvania-based holding company and parent of Community Bank & Trust Co. in a stock-and-cash transaction valued at approximately $70 million.

Experience

ˇ Duane Morris LLP
- Associate, 2009-present

Selected Publications

ˇ Co-author, "SEC Proposes Disqualifying "Bad Actors" from Rule 506 Offerings," Duane Morris Alert, June 6, 2011

ˇ Co-author, "U.S. Supreme Court in Matrixx: No Bright Line for "Materiality" in a Securities Fraud Claim," Duane Morris Alert, April 5, 2011

ˇ Co-author, "U.S. Financial Reform: Capital Requirements for Financial Institutions," Duane Morris Alert, August 24, 2010

ˇ Co-author, "SEC Issues Concept Release on the "Plumbing" of the U.S. Proxy System," Duane Morris Alert, July 28, 2010

 
ISLN920942497
 

Documents by this lawyer on Martindale.com

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SEC Proposes Disqualifying "Bad Actors" from Rule 506 Offerings
Robert P. Bramnik,Heather Carmody,Laurence S. Lese,Howell J. Reeves,Kathleen A. Roth,Chad J. Rubin, June 8, 2011
The U.S. Securities and Exchange Commission (SEC) has announced proposed rules that would deny the safe-harbor exemption provided by Rule 506 of Regulation D to securities for any offering involving certain "felons and other 'bad actors'" under the Securities Act of 1933 (the...
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Office Information

Kathleen A. Roth
Duane Morris LLP
30 South 17th Street
Philadelphia, PA 19103-7396




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