Kathryn M. Fuller

Canadian Regulators Permit Delivery of Fund Facts In Lieu Of Simplified Prospectus and Release Proposed ‘Stage 2’ Point Of Sale Amendments
Neda Bizzotto,Kathryn M. Fuller,John E. Hall, September 26, 2011
The Canadian securities administrators (CSA) have granted exemptions to permit all dealers to deliver the Fund Facts documents to investors in the mutual funds managed by 48 specified fund managers, in place of the simplified prospectus. These exemptions were anticipated by the CSA in the February...

Canadian Regulators Propose To Modernize Investment Fund Regulation
Rebecca A. Cowdery,Kathryn M. Fuller,K. Ruth Liu, June 28, 2011
At the end of May 2011, the Canadian Securities Administrators issued CSA Staff Notice 81-322 Status Report on the Implementation of the Modernization of Investment Fund Product Regulation Project and Request for Comment on Phase 2 Proposals. The CSA Staff Notice follows on from the June 2010...