| University | Barnard College, Columbia University, B.A., 1973 |
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| Law School | New England School of Law, J.D., magna cum laude, 1977 |
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| Admitted | 1978, New York; 1982, U.S. District Court, Eastern, Northern and Southern Districts of New York |
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| Biography | Managing Editor, New England Law Review, 1976-1977.
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| ISLN | 902073515 |
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Documents by this lawyer on Martindale.com | |
SEC Adopts Large Trader Reporting RequirementBenjamin J. Catalano,Timothy M. Clark,Edward A. Kwalwasser,Kathy H. Rocklen,Christopher M. Wells, August 9, 2011 On July 26, 2011, the Securities and Exchange Commission (“SEC”) adopted Rule 13h-1 and Form 13H. The Rule requires (i) large traders (such as hedge funds) to identify themselves on a confidential basis to the SEC and its broker-dealers and (ii) broker-dealers to maintain records of all... |
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