Ken focuses his practice on corporate and securities law matters, public and private company representation and merger and acquisition transactions. He advises issuers on a broad range of capital markets transactions, such as public and private offerings of debt and equity securities, SEC reporting compliance and general corporate governance matters. Ken has served as counsel to companies in a variety of industries, including financial services, advertising, telecommunications, clean technology, life sciences, manufacturing and consumer products.
Before Edwards Wildman
Prior to joining Edwards Wildman, Ken practiced in New York City with a boutique Wall Street firm where he represented emerging growth companies with U.S. and China-based operations. During law school, Ken interned at the SEC and New York Stock Exchange. Prior to law school, Ken managed his own company, consulting for technology startups, financial services firms and advertising agencies on web-based initiatives.
Besides Edwards Wildman
Ken grew up in Cooperstown, New York, and often returns to take in the outdoors, opera and, of course, baseball.
Sale of Cakewalk, Inc.
An Edwards Wildman team represented Cakewalk, Inc., a long-standing client and developer and licensor of music production software (including the SONAR product line), in its recent sale to Gibson Brands, Inc.
Stemline Therapeutics, Inc IPO
In January 2013, Edwards Wildman corporate, finance, insurance and intellectual property team members from Boston and Chicago advised Stemline Therapeutics, Inc. on its Initial Public Offering.
US Securities Counsel to Canadian Aluminum Company
Edwards Wildman acted as US securities counsel to Orbite Aluminae Inc. in a private placement of 8% Convertible Secured Debentures due 2017.
Lamar Advertising Placement of Subordinated Notes
In 2012, our Securities lawyers represented Baton Rouge, Louisiana- based Lamar Advertising Company as issuer in the Rule 144A and Reg S Placement of 5% Senior Subordinated Notes due 2023.
Edwards Wildman Client Advisory: SEC Proposes CEO Pay Ratio Disclosure Rule
September 26, 2013 publication
Edwards Wildman Client Advisory - SEC Issues Guidance on New Public Company Reporting Requirements under Iran Sanctions Act
December 2012 publication
Edwards Wildman Client Advisory - Iran Sanctions Have Been Expanded to Cover Foreign Subsidiaries; Companies Engaged in Prohibited Activities Will Soon be Required to Self Report
October 2012 publication
Edwards Wildman Represents AmTrust Financial Services in Acquisition of First Nonprofit Companies
January 23, 2013