Practice Areas - Investment Fraud Matters
- Securities Arbitration before FINRA Dispute Resolution and the American Arbitration Association
- Self-Regulatory Investigations and SEC Enforcement Matters
| - Employment Related Arbitrations in the Securities Industry
- Executive Severance Contracts and Employment Agreements
- General Commercial Contract Disputes
|
|
|
|
| University | Dartmouth College, A.B., 1978 |
|
| Law School | Fordham University, J.D., 1981 |
|
| Admitted | 1982, New York and U.S. District Court, Southern and Eastern Districts of New York; 1993, Connecticut and U.S. Supreme Court; 1997, U.S. District Court, District of Connecticut |
|
| Memberships | New York State, Connecticut and American Bar Associations; Fordham Law School Alumni Association (Former President, Connecticut Chapter); Fordham International Law Sponsor; Dartmouth Lawyers Association. |
|
| Born | Bronxville, New York, August 11, 1956 |
|
| Biography | Author: "Campeche Bay Blow-out: A Strict Liability Approach to Damages Resulting from Offshore Drilling Accidents," Vol. 3, Fordham International Law Journal, 1980. Chairperson and Panelist, FINRA Dispute Resolution Arbitration Board. Former Senior Counsel, L.F. Rothschild & Co., Inc.; Special Counsel, in the SEC Limited Partnership Matter with Prudential Securities Incorporated (1993-1996); Speaker, Securities Industry Association Law and Compliance Seminar (1997); Private Practice from 1995 to the Present.
|
|
| ISLN | 906435180 |
|
View Ratings & Reviews |
Profile Visibility  | | #30 in weekly profile views out of 682 lawyers in Greenwich, Connecticut | | #60,094 in weekly profile views out of 1,461,250 total lawyers Overall |
|
|